Training and Compliance Specialist

Job Title: Wealth Management Risk AdvisorAbout the Role:The Compliance Professionals are seeking a skilled and experienced Wealth Management Risk Advisor to join their team. As a key member of the organization, you will play a vital role in ensuring the highest standards of compliance and risk management across all aspects of wealth management services.Key...

**About the Role**We are looking for a Training and Competence Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for identifying learning gaps, designing training plans, and assisting with operational or compliance projects.This role requires strong organizational and communication skills, as well as the...

**Job Overview**We are seeking a highly skilled Compliance Training Expert to join our team at Compliance Professionals. This is an excellent opportunity for someone with experience in Training and Competence, Consumer Duty, and risk management.The successful candidate will be responsible for providing ongoing assessment of adviser competence, conducting...

Job Title: Compliance SpecialistCompany OverviewA leading banking firm seeks a skilled Compliance Specialist to join their team. With a strong global presence, this company offers a dynamic work environment and opportunities for growth.Salary$80,000 - $110,000 per annum, depending on experience.Job DescriptionThe successful candidate will assist in the...

Job Title: Regulatory Compliance SpecialistA prestigious institutional commodities broker seeks a highly skilled Regulatory Compliance Specialist to join their team in Central city location. This specialist will play a critical role in supporting the delivery of annual compliance programs and responding to external compliance requests.The ideal candidate...

Job TitleCompliance Surveillance SpecialistCompany OverviewThe Compliance Professionals is a leading securities firm based in the City, dedicated to providing exceptional service to our clients. We are committed to maintaining the highest standards of compliance and risk management.SalaryThe estimated salary for this role is £90,000 - £120,000 per annum,...

AJ FOX COMPLIANCE is seeking a talented Regulatory Compliance Specialist to join our team in London. This is a hybrid role that offers the opportunity to work with a small team of compliance professionals. As a Regulatory Compliance Specialist, you will be responsible for drafting, monitoring, and advising on compliance policies and procedures. You will also...

AJ FOX COMPLIANCE is seeking an experienced Compliance Specialist to join their team in London. This role involves developing and implementing policies, processes, and systems to ensure compliance with AML regulations and financial crime laws.We offer a competitive salary of £70,000 - £90,000 per annum, dependent on experience.Key responsibilities:Develop...

We are seeking a Compliance Specialist to join our team of Compliance Professionals. As a key member of our team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements.Job DescriptionIn this role, you will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan. You will also...

**About Us**Compliance Professionals is a rapidly growing electronic brokerage firm based in the City.Job Description:We are looking for a skilled Aircraft Compliance Specialist to join our team based in London. As an Aircraft Compliance Specialist, you will be responsible for driving compliance oversight through the testing and monitoring programme.The...

Company OverviewWe are a global asset management firm with 30-40 offices worldwide. Our team is dedicated to providing top-notch services to our clients.Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for reviewing and approving financial...

Job Title: Regulatory Compliance SpecialistEstimated Salary: £55,000 - £70,000 per annum.About the Role:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our business operations comply with relevant regulatory...

Role OverviewThe Sovos Compliance team is seeking a highly skilled Tax Compliance Specialist to join our dynamic and growing organization. As a key member of our team, you will be responsible for ensuring the smooth operation of our client's tax compliance needs.The ideal candidate will have a strong understanding of project management and experience in...

Job OverviewWe are seeking a highly skilled AML Compliance Specialist to join our team at Compliance Professionals. The ideal candidate will have prior experience working with HMRC AML/compliance requirements for the Estate Agency Businesses.The successful applicant will be responsible for conducting in-depth investigations, dealing with adverse media...

We are looking for a talented Compliance Advisory Specialist to join our team at Compliance Professionals, a leading banking firm with a global presence in wholesale and capital markets.About the Role:This is a great opportunity for a dedicated individual to make a real impact in preventing and detecting financial crime. As a Compliance Advisory Specialist,...

Job Title:Financial Compliance SpecialistAbout the Role:A leading Global Law Firm in London is seeking an experienced Financial Compliance Specialist to join their dynamic team.The successful candidate will help manage the firm's legal and regulatory obligations, as well as risks related to new clients and matters.An overview of key responsibilities...

We are recruiting a highly skilled Compliance Specialist in London to join AJ FOX COMPLIANCE, a leading UK-based law firm. The ideal candidate will work closely with other compliance professionals to identify and mitigate risks, ensuring CDD and other processes are completed efficiently.As a key member of our team, you will collaborate on conflict and...

Job Title: Data Protection Compliance SpecialistAJ FOX COMPLIANCE is seeking a skilled Data Protection Compliance Specialist to join our team. This exciting role offers a unique opportunity for someone with experience in data protection, risk, and compliance to broaden their skill set.As a Data Protection Compliance Specialist, you will work closely with our...

Job DescriptionWe are seeking a skilled Compliance Risk Specialist to join our team at Compliance Professionals. This role involves performing independent reviews of high-risk client onboardings and periodic reviews submitted by the first line-of-defence.The successful candidate will provide financial crime-related expertise and advice to internal...

We are seeking a skilled professional to join our risk and compliance team as the Risk and Compliance Specialist at Compliance Professionals.About Us:We are a reputable provider of risk and compliance solutions to the financial services industry.Job Description:This is a key role that requires strong analytical and problem-solving skills, with a keen...