Compliance Policy Lead

5 days ago


Manchester, United Kingdom AJ Bell Management Limited Full time

We are looking for a highly skilled Compliance Policy Lead to join our team at AJ Bell Management Limited.

About the Company

AJ Bell is one of the fastest-growing investment platform businesses in the UK, offering an award-winning range of solutions that caters for everyone, from professional financial advisers to DIY investors.

Job Description

The Compliance Policy Lead will be responsible for providing compliance oversight for all aspects of transaction reporting and best execution activities. They will also assist in the provision of reports and MI in relation to compliance activities to governance committees/bodies as required.

Benefits:

  • Starting holiday entitlement of 27 days, increasing up to 31 days with length of service.
  • Holiday buy and sell scheme.
  • A choice of pension schemes with matched contributions up to 8%.
  • Discretionary bonus scheme.
  • Annual free share awards scheme.


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