Policy and Compliance Manager

5 days ago


Manchester, United Kingdom AJ Bell Management Limited Full time

AJ Bell Management Limited is looking for a Policy and Compliance Manager to join their team. In this role, you will be responsible for working closely with the Senior Compliance Manager to embed Consumer Duty across the business, review and interpret regulation and regulatory developments, and monitor external developments and industry best practices.

Key Skills and Qualifications
  • Previous experience in compliance, preferably in an FCA-regulated firm.
  • Strong understanding of CASS rules and asset management regulations.
  • Effective planning, organisational, and time management skills.

We offer a competitive salary package, ranging from £50,000 to £70,000 per annum, depending on experience. Additionally, you will receive a range of benefits, including holiday entitlement, a discretionary bonus scheme, and an annual free share awards scheme.



  • Manchester, United Kingdom AJ Bell Full time

    Job Title: Compliance Policy ManagerWe are seeking a highly skilled Compliance Policy Manager to join our team at AJ Bell. As a Compliance Policy Manager, you will play a key role in ensuring that our business operates in accordance with regulatory requirements and industry best practices.Key Responsibilities:Work with the Senior Compliance Manager to...


  • Manchester, United Kingdom AJ Bell Full time

    Job Description We're currently looking to recruit a Compliance Policy Manager to join the team. The Compliance policy team purpose is to leverage our relationships and expertise to provide advice, guidance, support and challenge to the business, in order to facilitate safe business growth and help our customers achieve their objectives. Reporting to...


  • Manchester, United Kingdom AJ Bell Management Limited Full time

    Job DescriptionWe are seeking a highly skilled Compliance Policy Manager to join our team. The successful candidate will be responsible for providing input into product governance, engaging with product teams, and overseeing financial promotions.Key ResponsibilitiesWork with the Senior Compliance Manager and key stakeholders to embed Consumer Duty across the...


  • Manchester, United Kingdom Sacco Mann Full time

    Commercial law firm based in Manchester is seeking a Compliance Manager to join their team. The successful candidate will have a strong background in compliance and be able to develop and implement effective policies and procedures.Key responsibilities include:Developing and maintaining compliance policies, procedures, and manualsConducting risk assessments...


  • Manchester, United Kingdom AJ Bell Full time

    Job OverviewAJ Bell is seeking a highly skilled Compliance Policy Manager to join our team. As a key member of the Compliance function, you will play a critical role in ensuring that our business operates within the regulatory framework.About the RoleThis is an exciting opportunity for a seasoned Compliance professional to take on a leadership role and shape...


  • Manchester, United Kingdom AJ Bell Management Limited Full time

    AJ Bell Management Limited is seeking a skilled Compliance Policy Lead to join their team. This role involves working closely with the Senior Compliance Manager to provide input into product governance, engagement with product teams, regulatory projects, operational change, and oversight of financial promotions.Key ResponsibilitiesEmbedding Consumer Duty...


  • Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    A forward-thinking AJ FOX COMPLIANCE is seeking a Senior Risk & Compliance Lawyer to join their Risk & Compliance team in Manchester.The ideal candidate has background experience in law firm regulation, complaints handling or commercial contracts.Key responsibilities include:Supporting colleagues in claims handling in adherence to internal complaint...


  • Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    Ambitious individuals with a strong legal background are invited to apply for a challenging role at AJ FOX COMPLIANCE. We are looking for a Senior Risk & Compliance Lawyer to join our Risk & Compliance team in Manchester.The ideal candidate has background experience in law firm regulation, complaints handling or commercial contracts.Key responsibilities...


  • Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance and Risk RoleA forward-thinking Law Firm is seeking a Senior Risk & Compliance Lawyer to join their Risk & Compliance team in Manchester.The ideal candidate has background experience in law firm regulation, complaints handling or commercial contracts.Responsibilities include:Support colleagues in claims handling in adherence to internal complaint...


  • Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    {'heading': 'Job Description', 'subheading': 'Senior Risk & Compliance Lawyer', 'paragraphs': ['AJ FOX COMPLIANCE is seeking a Senior Risk & Compliance Lawyer to join their Risk & Compliance team in Manchester.', 'The ideal candidate has background experience in law firm regulation, complaints handling, or commercial contracts.', 'Responsibilities include...

  • Senior Policy Manager

    4 weeks ago


    Manchester, United Kingdom Venn Group Full time

    We are seeking a Senior Policy Manager to join our team at Venn Group. As a successful candidate, you will have specific experience in managing a team in a similar large environment as well as an HND/HNC qualification. Additionally, it is required that you have relevant experience in a construction setting working in Facilities Maintenance/ Building and...


  • Manchester, United Kingdom Woodgate and Clark Limited Full time

    Job Description Due to continued growth, we’re looking for our next Compliance Coordinator to complement and support our clients, customers and colleagues through the UK. With the leadership and support of our Risk and Compliance Manager, you will be responsible for co ordinating effective Data Protection, Health & Safety and compliance controls, whilst...


  • Manchester,, Greater Manchester, United Kingdom Woodgate and Clark Limited Full time

    Due to continued growth, we’re looking for our next Compliance Coordinator to complement and support our clients, customers and colleagues through the UK.With the leadership and support of our Risk and Compliance Manager, you will be responsible for co ordinating effective Data Protection, Health & Safety and compliance controls, whilst also assisting with...


  • Manchester, United Kingdom Woodgate and Clark Limited Full time

    Due to continued growth, we’re looking for our next Compliance Coordinator to complement and support our clients, customers and colleagues through the UK.With the leadership and support of our Risk and Compliance Manager, you will be responsible for co ordinating effective Data Protection, Health & Safety and compliance controls, whilst also assisting with...


  • Manchester, United Kingdom Woodgate and Clark Limited Full time

    Due to continued growth, we’re looking for our next Compliance Coordinator to complement and support our clients, customers and colleagues through the UK.With the leadership and support of our Risk and Compliance Manager, you will be responsible for co ordinating effective Data Protection, Health & Safety and compliance controls, whilst also assisting with...


  • Manchester, United Kingdom Unreal Gigs Full time

    Compliance Analyst (The Regulatory Navigator)Unreal Gigs is seeking a Compliance Analyst (aka The Regulatory Navigator) to manage compliance efforts, identify potential risks, and ensure adherence to evolving regulations across sectors like finance, technology, healthcare, and beyond.As a Compliance Analyst at Unreal Gigs, you will collaborate with legal,...

  • Compliance Manager

    4 weeks ago


    Manchester, United Kingdom PWMG Limited Full time

    Compliance Manager Job Description  We are seeking a proactive Compliance Manager to join PWMG Limited and advance Environmental, Health, and Safety (EHS) compliance, foster a culture of safety, and ensure adherence to regulatory standards across our operations.  Key Responsibilities:  • Collaborate with internal and external stakeholders to enhance...

  • Compliance Manager

    1 month ago


    Manchester, United Kingdom Office Collective Full time

    About the RoleWe are seeking an experienced AML Compliance Manager to join our Risk and Compliance team in Manchester. As a key member of the team, you will be responsible for managing the firm's AML policies and procedures, providing training on AML and financial crime topics, and maintaining firm-wide risk assessments.Key ResponsibilitiesDevelop and...

  • Compliance Manager

    1 day ago


    Manchester, United Kingdom bet365 Full time

    Who we are looking for A Compliance Manager, who will lead a team to ensure that the Business operates in compliance with all relevant jurisdictional regulations. Reporting to the Deputy Head of Compliance, you will play a key role in ensuring that the Business is compliant with its regulatory responsibilities, specifically focusing on local...

  • Compliance Manager

    3 days ago


    Manchester, United Kingdom bet365 Full time

    Who we are looking for A Compliance Manager, who will lead a team to ensure that the Business operates in compliance with all relevant jurisdictional regulations. Reporting to the Deputy Head of Compliance, you will play a key role in ensuring that the Business is compliant with its regulatory responsibilities, specifically focusing on local regulations...