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Policy and Compliance Manager

2 months ago


Manchester, United Kingdom AJ Bell Management Limited Full time

AJ Bell Management Limited is looking for a Policy and Compliance Manager to join their team. In this role, you will be responsible for working closely with the Senior Compliance Manager to embed Consumer Duty across the business, review and interpret regulation and regulatory developments, and monitor external developments and industry best practices.

Key Skills and Qualifications
  • Previous experience in compliance, preferably in an FCA-regulated firm.
  • Strong understanding of CASS rules and asset management regulations.
  • Effective planning, organisational, and time management skills.

We offer a competitive salary package, ranging from £50,000 to £70,000 per annum, depending on experience. Additionally, you will receive a range of benefits, including holiday entitlement, a discretionary bonus scheme, and an annual free share awards scheme.