Compliance Policy Specialist
2 weeks ago
We are seeking an experienced Compliance Policy Specialist to join our team at AJ Bell Management Limited. The successful candidate will be responsible for providing input into product governance, engagement with product teams, regulatory projects, operational change, and oversight of financial promotions.
The ideal candidate will have previous experience and knowledge of compliance in an FCA regulated firm, understanding of the FCA Client money and asset (CASS) rules, and knowledge of pension, investment, and stock broking products.
Key Responsibilities:- Work with the Senior Compliance Manager and key stakeholders to continue embedding Consumer Duty across the business.
- Review and interpret regulation and regulatory developments, determine potential impact to business and provide detailed advice and guidance to first line areas implementing business changes.
- Monitor external developments and changes in industry best practice and provide advice and challenge to the business in the further enhancement of its control environment.
- A starting salary of £60,000 - £70,000 per annum, depending on experience.
- Holiday entitlement of 27 days, increasing up to 31 days with length of service.
- A choice of pension schemes with matched contributions up to 8%.
- Discretionary bonus scheme.
- Annual free share awards scheme.
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AML Compliance Specialist
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Investigations Specialist
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Risk Compliance Specialist
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Compliance Officer
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Policy and Governance Specialist
3 weeks ago
Manchester, United Kingdom AJ Bell Management Limited Full timeAJ Bell Management Limited is seeking a Policy and Governance Specialist to join our team.About the RoleThe Policy and Governance Specialist will be responsible for assisting the Senior Compliance Manager in the enhancement, implementation, and maintenance of the Product Governance framework in line with FCA regulation.Key ResponsibilitiesProvide compliance...
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Compliance Risk Specialist
2 weeks ago
Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full timeJob OverviewA forward-thinking AJ FOX COMPLIANCE in Manchester seeks a senior risk and compliance lawyer to support its growth.The ideal candidate has experience in law firm regulation, complaints handling or commercial contracts.Suitable applicants will have 5+ years PQE and excellent analytical, communication and organisational skills.Collaborate with...
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Compliance Policy Lead
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Manchester, United Kingdom AJ Bell Management Limited Full timeWe are looking for a highly skilled Compliance Policy Lead to join our team at AJ Bell Management Limited.About the CompanyAJ Bell is one of the fastest-growing investment platform businesses in the UK, offering an award-winning range of solutions that caters for everyone, from professional financial advisers to DIY investors.Job DescriptionThe Compliance...
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Compliance Policy Advisor
4 days ago
Manchester, United Kingdom MERJE Ltd Full timeThe role will contribute to the establishment and maintenance of the company’s regulatory standards and policies in accordance with the rules and guidance of the FCA and to support the business in creating and maintain a compliant framework for the businessto operate within. **The role will involve**: - Undertake the process of ensuring effective early...
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Compliance Specialist
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Compliance Specialist Assistant
1 week ago
Manchester, United Kingdom AJ FOX COMPLIANCE Full timeAbout the RoleThis Compliance Assistant position sits within the centralised Business Intake Team and requires someone who wants to gain hands-on experience in a role that combines legal compliance with critical business operations.The key responsibilities of this role include assisting with reviewing and verifying AML documentation and information,...
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Compliance Law Expert
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Manchester, United Kingdom AJ FOX COMPLIANCE Full timeJob Title:Senior Compliance LawyerCompany Overview:AJ FOX COMPLIANCE is a forward-thinking law firm seeking a Senior Risk & Compliance Lawyer to join their Risk & Compliance team in Manchester.Job Description:The ideal candidate has background experience in law firm regulation, complaints handling or commercial contracts. Some responsibilities...
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Compliance Officer
1 week ago
Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full timeRole SummaryAJ Fox Compliance is looking for an experienced Senior Risk & Compliance Lawyer to join their team in Manchester.The ideal candidate has a strong background in law firm regulation, complaints handling or commercial contracts.This role offers an exciting opportunity for a driven, collaborative individual to contribute to junior team members'...
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Compliance Expert
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Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is seeking a highly skilled Senior Risk & Compliance Lawyer to join their team in Manchester. The ideal candidate has background experience in law firm regulation, complaints handling or commercial contracts.The estimated salary for this role is £70,000 - £100,000 per annum., depending on experience. As a Senior Risk & Compliance Lawyer,...
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Manchester, United Kingdom Aj Fox Compliance Full timeJob Description Are you a qualified solicitor with 5+ years PQE?Do you have experience in complaints handling, regulation or contracts?Are you looking for your next law firm risk and compliance role?If this sounds like you, keep reading.A forward-thinking, ambitious Law Firm is looking for a Senior Risk & Compliance Lawyer to join their Risk & Compliance...
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Compliance Risk Manager
1 week ago
Manchester, United Kingdom AJ FOX COMPLIANCE Full timeA forward-thinking law firm in Manchester is seeking a Senior Compliance Lawyer to join their Risk and Compliance team.The ideal candidate has experience in law firm regulation, complaints handling, or commercial contracts.Responsibilities include:Supporting colleagues in claims handling according to internal proceduresLiaising with stakeholders on...
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Policy and Compliance Manager
1 month ago
Manchester, United Kingdom AJ Bell Management Limited Full timeAJ Bell Management Limited is looking for a Policy and Compliance Manager to join their team. In this role, you will be responsible for working closely with the Senior Compliance Manager to embed Consumer Duty across the business, review and interpret regulation and regulatory developments, and monitor external developments and industry best practices.Key...
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Compliance Policy Manager
7 months ago
Manchester, United Kingdom AJ Bell Full timeJob Description We're currently looking to recruit a Compliance Policy Manager to join the team. The Compliance policy team purpose is to leverage our relationships and expertise to provide advice, guidance, support and challenge to the business, in order to facilitate safe business growth and help our customers achieve their objectives. Reporting to...
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Compliance Policy Manager
4 days ago
Manchester, United Kingdom AJ Bell Full timeWe're recruiting a Compliance Policy Manager to support the Senior Compliance Manager in providing input to product governance, product teams, regulatory projects, SMCR and oversight of financial promotions. What does the job involve? - Review and interpret regulation and regulatory developments, determine potential impact to business and provide detailed...
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Law Firm Compliance Expert
4 weeks ago
Manchester, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE, a forward-thinking Law Firm, is recruiting a Senior Risk & Compliance Lawyer to join their Risk & Compliance team in Manchester.The ideal candidate will have experience in law firm regulation, complaints handling or commercial contracts.Responsibilities will include:Supporting colleagues in claims handling, adhering to internal complaint...
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Compliance Policy Lead
1 month ago
Manchester, United Kingdom AJ Bell Management Limited Full timeAJ Bell Management Limited is seeking a skilled Compliance Policy Lead to join their team. This role involves working closely with the Senior Compliance Manager to provide input into product governance, engagement with product teams, regulatory projects, operational change, and oversight of financial promotions.Key ResponsibilitiesEmbedding Consumer Duty...