Deputy Head of Financial Crime Compliance Specialist

2 days ago

London, Greater London, United Kingdom Jupiter Asset Management Ltd Full time
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The Deputy Head of Financial Crime Compliance will play a key role in supporting the Head of Financial Crime Compliance in ensuring the Group's policies and procedures are compliant with financial crime regulations. This includes providing guidance to internal and external stakeholders, advising business units on financial crime compliance issues and risks, and recommending corrective actions.



Key Responsibilities
  • Provide financial crime related guidance to internal and external stakeholders.
  • Advise business units about financial crime compliance issues and risks and recommend corrective actions.
  • Support the Head of Financial Crime and Group Head of Compliance/MLRO in tracking, reviewing, interpreting and reporting new financial crime regulations.
  • Perform financial crime risk assessments, gap analysis work and other related tasks to mitigate financial crime risks within the Group.
  • Use MI (Management Information) to identify potentially suspicious activity, higher risk clients/investors and compliance risks.
  • Perform additional due diligence checks on 'higher risk' clients and investors, including politically exposed persons (PEPs).
  • Maintain the Group's Country Risk Assessment (CRA), ensuring that it is consistent across all business areas and third party administrators.
  • Support the Head of Financial Crime Compliance and Group Head of Compliance/MLRO to implement financial crime training across the Group.
  • Investigate the causes of any identified or reported fraud and recommend appropriate remedial action to business units.
  • Review and submit necessary filings with relevant authorities such as the National Crime Agency, Action Fraud UK and regulators.
  • Draft governance papers on financial crime matters and presenting output to Committees and Boards.
  • Support the Head of Financial Crime and Group Head of Compliance/MLRO in overseeing the financial crime framework (including third party administrators and operations teams), making recommendations for control enhancements where necessary.


Team Management

The Deputy Head of Financial Crime Compliance will oversee the work of and act as manager for the Financial Crime Analyst, whose duties will include:


  • Drafting initial National Crime Agency reports for the Head of Financial Crime Compliance.
  • Carrying out ad-hoc sanctions/PEPs lists checks and other sanctions/PEP checking tasks.
  • Reviewing fraud alerts.
  • Compiling and submitting fraud statistics to the Investment Association.
  • Extracting data and compiling statistics for financial crime reports submitted by the Compliance Department.


Requirements
  • At least 5-7 years' financial crime or anti-money laundering compliance experience within a financial services firm, preferably one with a global footprint.
  • Extensive knowledge of AML regulations, customer due diligence requirements, PEPs, and sanctions.
  • Effective time management skills.
  • Exceptional report writing skills.
  • Proficient in Microsoft Office Suite (Word, Excel, Project, PowerPoint).
  • ICA International Diploma in Anti Money Laundering or ICA Diploma in Financial Crime Prevention or equivalent qualification beneficial.

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