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Deputy Head of Financial Crime Compliance Specialist

2 months ago

London, Greater London, United Kingdom Jupiter Asset Management Ltd Full time
About the Role

We are seeking a highly skilled and experienced Deputy Head of Financial Crime Compliance to join our team at Jupiter Asset Management Ltd. As a key member of our compliance function, you will play a critical role in ensuring the effective management of financial crime risks across the organization.

Key Responsibilities
  • Provide expert guidance on financial crime compliance matters to internal and external stakeholders.
  • Advise business units on financial crime compliance issues and risks, and recommend corrective actions to mitigate these risks.
  • Support the Head of Financial Crime Compliance in tracking, reviewing, and interpreting new financial crime regulations to ensure the organization's policies and procedures are compliant.
  • Perform financial crime risk assessments, gap analysis, and other related tasks to identify and mitigate financial crime risks within the organization.
  • Use management information to identify potentially suspicious activity, higher-risk clients, and compliance risks.
  • Perform additional due diligence checks on higher-risk clients and investors, including politically exposed persons.
  • Maintain the organization's Country Risk Assessment, ensuring consistency across all business areas and third-party administrators.
  • Support the Head of Financial Crime Compliance in implementing financial crime training across the organization.
  • Investigate the causes of identified or reported fraud and recommend appropriate remedial action to business units.
  • Review and submit necessary filings with relevant authorities, such as the National Crime Agency and regulators.
  • Draft governance papers on financial crime matters and present output to committees and boards.
  • Support the Head of Financial Crime Compliance in overseeing the financial crime framework, including third-party administrators and operations teams, and making recommendations for control enhancements where necessary.
Additional Responsibilities
  • Oversee the work of and act as manager for the Financial Crime Analyst, whose duties include collecting background information for reported SARs, drafting initial National Crime Agency reports, and gathering information and responding to external investigation queries.
Requirements
  • At least 5-7 years' experience in financial crime or anti-money laundering compliance within a financial services firm, preferably with a global footprint.
  • Extensive knowledge of AML regulations, customer due diligence requirements, PEPs, and sanctions.
  • Excellent interpersonal skills and ability to communicate well with all levels of employees.
  • An analytical and enquiring mindset.
  • A systematic approach to work.
  • Effective time management skills.
  • Exceptional report writing skills.
  • Excellent presentation skills.
  • Persuasive, assertive, and proactive.
  • Self-motivated team player.
  • Pays close attention to details.
  • Ability to multi-task and prioritize.
  • Ability to maintain strict confidentiality.
  • Proficient in Microsoft Office Suite (Word, Excel, Project, PowerPoint).
  • ICA International Diploma in Anti-Money Laundering or ICA Diploma in Financial Crime Prevention or equivalent qualification beneficial.