Deputy Head of Financial Crime Compliance Specialist

2 days ago

London, Greater London, United Kingdom Jupiter Asset Management Ltd Full time
About the Role

We are seeking a highly skilled and experienced Deputy Head of Financial Crime Compliance to join our team at Jupiter Asset Management Ltd. As a key member of our compliance function, you will play a critical role in ensuring the effective management of financial crime risks across the organization.

Key Responsibilities
  • Provide expert guidance on financial crime compliance matters to internal and external stakeholders.
  • Advise business units on financial crime compliance issues and risks, and recommend corrective actions to mitigate these risks.
  • Support the Head of Financial Crime Compliance in tracking, reviewing, and interpreting new financial crime regulations to ensure the organization's policies and procedures are compliant.
  • Perform financial crime risk assessments, gap analysis, and other related tasks to identify and mitigate financial crime risks within the organization.
  • Use management information to identify potentially suspicious activity, higher-risk clients, and compliance risks.
  • Perform additional due diligence checks on higher-risk clients and investors, including politically exposed persons.
  • Maintain the organization's Country Risk Assessment, ensuring consistency across all business areas and third-party administrators.
  • Support the Head of Financial Crime Compliance in implementing financial crime training across the organization.
  • Investigate the causes of identified or reported fraud and recommend appropriate remedial action to business units.
  • Review and submit necessary filings with relevant authorities, such as the National Crime Agency and regulators.
  • Draft governance papers on financial crime matters and present output to committees and boards.
  • Support the Head of Financial Crime Compliance in overseeing the financial crime framework, including third-party administrators and operations teams, and making recommendations for control enhancements where necessary.
Additional Responsibilities
  • Oversee the work of and act as manager for the Financial Crime Analyst, whose duties include collecting background information for reported SARs, drafting initial National Crime Agency reports, and gathering information and responding to external investigation queries.
Requirements
  • At least 5-7 years' experience in financial crime or anti-money laundering compliance within a financial services firm, preferably with a global footprint.
  • Extensive knowledge of AML regulations, customer due diligence requirements, PEPs, and sanctions.
  • Excellent interpersonal skills and ability to communicate well with all levels of employees.
  • An analytical and enquiring mindset.
  • A systematic approach to work.
  • Effective time management skills.
  • Exceptional report writing skills.
  • Excellent presentation skills.
  • Persuasive, assertive, and proactive.
  • Self-motivated team player.
  • Pays close attention to details.
  • Ability to multi-task and prioritize.
  • Ability to maintain strict confidentiality.
  • Proficient in Microsoft Office Suite (Word, Excel, Project, PowerPoint).
  • ICA International Diploma in Anti-Money Laundering or ICA Diploma in Financial Crime Prevention or equivalent qualification beneficial.

  • Deputy Head of Financial Crime Compliance Specialist

    2 days ago

    London, Greater London, United Kingdom Jupiter Asset Management Ltd Full time

    {"h1":{"text":"Deputy Head of Financial Crime Compliance"}},The Deputy Head of Financial Crime Compliance will play a key role in supporting the Head of Financial Crime Compliance in ensuring the Group's policies and procedures are compliant with financial crime regulations. This includes providing guidance to internal and external stakeholders, advising...

  • Deputy Head of Financial Crime Compliance Specialist

    2 days ago

    London, Greater London, United Kingdom Jupiter Asset Management Ltd Full time

    {"h1":{"text":"Deputy Head of Financial Crime Compliance"}},The Deputy Head of Financial Crime Compliance will play a key role in supporting the Head of Financial Crime Compliance in ensuring the Group's policies and procedures are compliant with financial crime regulations. This includes providing guidance to internal and external stakeholders, advising...

  • Head of Financial Crime Compliance

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Position OverviewCOMPANY PROFILE:Compliance Professionals is a distinguished private banking institution dedicated to delivering customized financial services to affluent clients, families, and organizations.KEY RESPONSIBILITIES:Offer expertise in UK financial crime compliance to internal teams,Revise and enhance the organization's Financial Crime Compliance...

  • Head of Financial Crime Compliance

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Position OverviewCOMPANY PROFILE:Compliance Professionals is a prominent financial institution dedicated to providing customized financial services to affluent clients, families, and organizations.KEY RESPONSIBILITIES:Deliver expert guidance on UK financial crime compliance to internal teams.Revise and enhance the organization's Financial Crime Compliance...

  • Head of Financial Crime Compliance Director

    4 days ago

    London, Greater London, United Kingdom financial-advisor Full time

    About the RoleWe are seeking a highly skilled and experienced professional to join our team as a Head of Financial Crime Compliance Director. This is a key role within our organization, responsible for providing expert advice and guidance on financial crime compliance matters.Key ResponsibilitiesProvide advice and guidance to our business and support...

  • Head of Financial Crime Compliance Director

    4 days ago

    London, Greater London, United Kingdom financial-advisor Full time

    About the RoleWe are seeking a highly skilled and experienced professional to join our team as a Head of Financial Crime Compliance Director. This is a key role within our organization, responsible for providing expert advice and guidance on financial crime compliance matters.Key ResponsibilitiesProvide advice and guidance to our business and support...

  • Head of Financial Crime Compliance

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    A leading international law firm, AJ FOX COMPLIANCE, is seeking a seasoned professional to fill the role of Director of Financial Crime. This position will be a key member of the business intake team in London, responsible for managing all risks associated with the firm's operations.The Director of Financial Crime will lead the financial crime team and be...

  • Head of Financial Crime Compliance

    1 week ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    A leading international law firm, AJ FOX COMPLIANCE, is seeking a seasoned professional to fill the role of Director of Financial Crime. This position will be a key member of the business intake team in London, responsible for managing all risks associated with the firm's operations.The Director of Financial Crime will lead the financial crime team and be...

  • Head of Financial Crime Compliance

    1 week ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    A leading international law firm, AJ FOX COMPLIANCE, is seeking a seasoned professional to fill the role of Director of Financial Crime. This position will be a key member of the business intake team in London, responsible for managing all risks associated with the firm's operations.The Director of Financial Crime will lead the financial crime team and be...

  • Head of Financial Crime Compliance

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    A leading international law firm, AJ FOX COMPLIANCE, is seeking a seasoned professional to fill the role of Director of Financial Crime. This position will be a key member of the business intake team in London, responsible for managing all risks associated with the firm's operations.The Director of Financial Crime will lead the financial crime team and be...

  • Head of Financial Crime Compliance

    1 week ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionA leading international law firm, AJ FOX COMPLIANCE, is seeking a highly experienced professional to fill the role of Director of Financial Crime.The successful candidate will be responsible for managing all risks associated with the business, including:Legal risksRegulatory risksCommercial risksReputational risksThis will involve:Managing...

  • Financial Crime Compliance Specialist

    5 days ago

    London, Greater London, United Kingdom MERJE Full time

    Job Description**Financial Crime QC Specialist**We are seeking a highly experienced and skilled Financial Crime QC Specialist to join our team at MERJE. As a key member of our financial crime function, you will be responsible for leading the development and implementation of policies, procedures, and systems to prevent and detect financial crime.Key...

  • Financial Crime Compliance Specialist

    5 days ago

    London, Greater London, United Kingdom MERJE Full time

    Job Description**Financial Crime QC Specialist**We are seeking a highly experienced and skilled Financial Crime QC Specialist to join our team at MERJE. As a key member of our financial crime function, you will be responsible for leading the development and implementation of policies, procedures, and systems to prevent and detect financial crime.Key...

  • Deputy MLRO

    7 days ago

    London, Greater London, United Kingdom Coopman Search and Selection | B Corp™ Full time

    Job Description**Deputy MLRO Role Overview**Coopman Search and Selection, a purpose-led financial services recruitment company, is partnering with a leading wealth management firm to find a Deputy MLRO. This role is responsible for managing Anti-Money Laundering (AML) and Financial Crime Compliance across all entities in the UK.**Key...

  • Deputy MLRO

    7 days ago

    London, Greater London, United Kingdom Coopman Search and Selection | B Corp™ Full time

    Job Description**Deputy MLRO Role Overview**Coopman Search and Selection, a purpose-led financial services recruitment company, is partnering with a leading wealth management firm to find a Deputy MLRO. This role is responsible for managing Anti-Money Laundering (AML) and Financial Crime Compliance across all entities in the UK.**Key...

  • Compliance Officer

    1 week ago

    London, Greater London, United Kingdom Jacobson Garner Full time

    Job DescriptionEstablished FinTech company, Jacobson Garner, is expanding its financial crime and compliance function.The ideal candidate will have approximately 2 years of experience in onboarding, customer due diligence (CDD), and know-your-customer (KYC) of complex entity types, including corporations, non-bank financial institutions (NBFIs), and small...

  • Compliance Officer

    1 week ago

    London, Greater London, United Kingdom Jacobson Garner Full time

    Job DescriptionEstablished FinTech company, Jacobson Garner, is expanding its financial crime and compliance function.The ideal candidate will have approximately 2 years of experience in onboarding, customer due diligence (CDD), and know-your-customer (KYC) of complex entity types, including corporations, non-bank financial institutions (NBFIs), and small...

  • Deputy MLRO

    8 hours ago

    London, Greater London, United Kingdom Coopman Search and Selection | B Corp™ Full time

    Deputy MLRO Job DescriptionCoopman Search and Selection | B Corp® is seeking a highly skilled Deputy MLRO to join our team. As a Deputy MLRO, you will play a critical role in managing AML and Financial Crime Compliance across all our entities in the UK.Key Responsibilities:Provide strategic oversight to the financial crime functionManage a team of financial...

  • Deputy MLRO

    10 hours ago

    London, Greater London, United Kingdom Coopman Search and Selection | B Corp™ Full time

    Deputy MLRO Job DescriptionCoopman Search and Selection | B Corp® is seeking a highly skilled Deputy MLRO to join our team. As a Deputy MLRO, you will play a critical role in managing AML and Financial Crime Compliance across all our entities in the UK.Key Responsibilities:Provide strategic oversight to the financial crime functionManage a team of financial...

  • Deputy MLRO

    6 hours ago

    London, Greater London, United Kingdom Coopman Search and Selection | B Corp™ Full time

    Deputy MLRO Job DescriptionCoopman Search and Selection | B Corp® is seeking a highly skilled Deputy MLRO to join our team. As a Deputy MLRO, you will play a critical role in managing AML and Financial Crime Compliance across our entities in the UK.Key Responsibilities:Provide strategic oversight to the financial crime functionManage a team of financial...