Regulatory Compliance Expert

1 day ago


London, Greater London, United Kingdom Avenell Search Ltd Full time

Avenell Search Ltd is seeking a highly skilled Regulatory Compliance Expert to join their growing team. This role offers an exciting opportunity to work with a market-leading fund and support them in meeting FCA, SEC, and other regulatory compliance requirements.

The successful candidate will be responsible for monitoring and testing, market abuse oversight, compliance training, and assisting with marketing presentations review, AML and deal due diligence support, monitoring regulatory sanctions, and implementing policies and procedures.

This position suits someone with strong academics and 2-3 years' experience in financial regulatory compliance, ideally from a sell-side or consultancy background looking to transfer to the buy side and work in a smaller team environment.

The estimated salary for this role is £58,000 - £68,000 per annum, reflecting the company's commitment to offering competitive compensation packages.

The firm has a strong track record of growth and success, providing excellent opportunities for professionals to develop their skills and advance their careers.



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