Regulatory Compliance Expert
1 day ago
Avenell Search Ltd is seeking a highly skilled Regulatory Compliance Expert to join their growing team. This role offers an exciting opportunity to work with a market-leading fund and support them in meeting FCA, SEC, and other regulatory compliance requirements.
The successful candidate will be responsible for monitoring and testing, market abuse oversight, compliance training, and assisting with marketing presentations review, AML and deal due diligence support, monitoring regulatory sanctions, and implementing policies and procedures.
This position suits someone with strong academics and 2-3 years' experience in financial regulatory compliance, ideally from a sell-side or consultancy background looking to transfer to the buy side and work in a smaller team environment.
The estimated salary for this role is £58,000 - £68,000 per annum, reflecting the company's commitment to offering competitive compensation packages.
The firm has a strong track record of growth and success, providing excellent opportunities for professionals to develop their skills and advance their careers.
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Regulatory Compliance Expert
4 weeks ago
London, Greater London, United Kingdom Vixio Regulatory Intelligence Full timeRole OverviewVixio Regulatory Intelligence is seeking a highly skilled Regulatory Compliance Expert to lead the development of a premium technical compliance solution.The ideal candidate will have experience in compliance roles at regulated gambling operators or technology providers and possess strong communication skills.
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Regulatory Compliance Expert
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...
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Senior Regulatory Compliance Expert
5 hours ago
London, Greater London, United Kingdom Vixio Regulatory Intelligence Full timeAs a Senior Regulatory Compliance Expert at Vixio Regulatory Intelligence, you will play a key role in shaping our company's technical compliance solution for online gaming operators and suppliers. This exciting opportunity allows you to leverage your expertise in regulatory requirements to design and develop a premium quality intelligence solution that...
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Regulatory Compliance Expert
20 hours ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAJ Fox Compliance is looking for a highly skilled Regulatory Compliance Expert to join their team in London. This is an excellent opportunity to work with a leading global law firm and contribute to firmwide adherence to the highest standards in professional conduct and quality.The estimated salary for this role is £55,000 - £75,000 per annum, depending on...
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Regulatory Compliance Expert
5 hours ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full time**About the Role**We are seeking a seasoned Regulatory Compliance Expert to join our client, a leading international payments business, as they continue their rapid growth and expansion. Reporting to the Group Head of Legal & Compliance, you will be responsible for driving forward the company's compliance strategy and fostering a positive relationship with...
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Regulatory Compliance Expert
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...
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Regulatory Compliance Officer
5 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...
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Regulatory Compliance Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...
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Regulatory Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Regulatory Affairs Professionals Society Full timeJob DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...
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Compliance Risk Management Expert
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...
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Compliance Manager
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...
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Regulatory Affairs Strategist
3 weeks ago
London, Greater London, United Kingdom VRS Regulatory Full timeRole OverviewA challenging opportunity has arisen for a Regulatory Affairs Strategist to join VRS Regulatory's team. About the RoleWe are seeking an experienced Regulatory Affairs Strategist to develop and implement regulatory strategies for plant protection products in specific geographical territories. Develop and execute regulatory strategies for product...
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Regulatory Affairs Expert
18 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a highly skilled Regulatory Affairs Expert to join our team of Compliance Professionals. As a key member of our team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements.Job DescriptionIn this role, you will be responsible for providing day-to-day support across the team, supervising the team, and...
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Compliance Director
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking a seasoned Compliance Director to join our team at Compliance Professionals.The ideal candidate will have extensive experience in senior-level compliance roles within the derivatives brokerage industry.About the RoleThis is an exceptional opportunity to oversee a small team and play a pivotal role in developing our compliance...
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Compliance Technical Expert
3 weeks ago
London, Greater London, United Kingdom Vixio Regulatory Intelligence Full timeJob Title: Compliance Technical ExpertVixio Regulatory Intelligence is seeking a Compliance Technical Expert to oversee the development of a forthcoming Vixio technical compliance solution. As part of this expansion, the successful candidate will collaborate with internal and external stakeholders to design, develop, and launch a premium technical compliance...
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Compliance and Regulatory Expert
3 weeks ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeJob Description:">AJ Fox Compliance is seeking a highly skilled AML Compliance Associate to join their legal team in London. As a key member of the Compliance team, you will be responsible for supporting the team in all their legal and regulatory duties.">Key Responsibilities:">">Perform risk assessments at client onboarding and during updates of CDD...
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Compliance Expert
1 week ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob OverviewWe are seeking a seasoned Compliance Expert to lead our risk and compliance team at AJ FOX COMPLIANCE in London. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The successful candidate will oversee the client onboarding process, ensuring all...
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Pension Technical Compliance Expert
1 week ago
London, Greater London, United Kingdom Vixio Regulatory Intelligence Full timeJob Title: Pension Technical Compliance ExpertVixio Regulatory Intelligence is seeking a skilled Pension Technical Compliance Expert to join our team. As a key member of our regulatory intelligence team, you will be responsible for overseeing the development of a technical compliance solution for online gambling operators and suppliers.Main...
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UK Regulatory Expert
4 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob Title: UK Regulatory ExpertSalary Range: £90,000 - £120,000 per annumJob Description:We have been retained by our client, a growing international payments business with an exciting vision, to find a Head of UK Compliance to help drive forward their expanding business.Key Responsibilities:Reviewing and analysing regulatory changes and new rules from the...
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Compliance and Regulations Expert
3 weeks ago
London, Greater London, United Kingdom Regulatory Affairs Professionals Society Full timeKey ResponsibilitiesDevelop and implement regulatory strategies for food and feed products to ensure compliance with UK, EU and international regulationsWork closely with product development teams to ensure that products meet all relevant regulatory requirementsMonitor changes in legislation and regulatory requirements and update compliance protocols...