Compliance Risk Manager
1 week ago
At AJ FOX COMPLIANCE, we are seeking a Compliance Risk Manager to oversee our risk and compliance management strategies and programs. The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, and a good working knowledge of relevant laws, regulations, and codes of conduct.
The main responsibilities of this role will include:
- Analysing systems to ensure compliance with best practice
- Overseeing risk and compliance management strategies and programs
- Investigating compliance issues
- Advising on compliance issues such as CDD, conflicts of interest, GDPR and AML
- Leading risk assessment training for the wider team
- Answering queries from the onboarding team
- Liaising with external compliance partners, regulators and auditors
- Conducting internal reviews and audits
A solid understanding of quality standards is desirable but not essential, and prior experience within a managerial position would be advantageous to this role.
The ideal candidate is a driven, detail-oriented, collaborative worker who thrives under pressure. A confident communicator, both verbally and orally, with excellent IT, analytical and organisational skills will excel in this role.
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Compliance Risk Manager
5 days ago
Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is seeking a Compliance Risk Manager to ensure that all risk management and compliance policies, controls, and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, with a good working knowledge of relevant laws,...
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Compliance Manager
1 week ago
Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeCompliance Manager Job DescriptionAJ FOX COMPLIANCE is seeking a highly skilled Compliance Manager to join their team in Birmingham. The successful candidate will be responsible for ensuring that all risk management and compliance policies, controls, and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have...
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Compliance Manager
3 days ago
Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeWe are looking for a skilled Compliance Manager to join our team at AJ FOX COMPLIANCE. The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, and have a good working knowledge of relevant laws, regulations, and codes of conduct.The main purpose of this role is to ensure that all risk management and...
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Compliance Manager
2 weeks ago
Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Compliance ManagerWe are seeking a highly skilled Compliance Manager to join our team at AJ FOX COMPLIANCE. The successful candidate will be responsible for ensuring that our firm's risk management and compliance policies, controls, and procedures meet regulatory standards and regulations.Key Responsibilities:Analyzing systems to ensure compliance...
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Compliance Manager
2 weeks ago
Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Compliance ManagerWe are seeking a highly skilled Compliance Manager to join our team at AJ FOX COMPLIANCE. The successful candidate will be responsible for ensuring that our firm's risk management and compliance policies, controls, and procedures meet regulatory standards and regulations.Key Responsibilities:Analyzing systems to ensure compliance...
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Senior Risk and Compliance Specialist
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Senior Risk and Compliance Lawyer
1 week ago
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3 days ago
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Compliance Manager Position
7 days ago
Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is seeking a Compliance Manager to ensure that all risk management and compliance policies, controls, and procedures meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, with a good working knowledge of relevant laws, regulations, and codes...
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Compliance Manager Position
1 week ago
Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionAJ FOX COMPLIANCE is seeking a Compliance Manager to ensure that all risk management and compliance policies, controls, and procedures meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, with a good working knowledge of relevant laws,...
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Compliance Manager/Director
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Compliance Officer
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Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeCompliance Manager Job DescriptionAJ FOX COMPLIANCE is seeking a highly skilled Compliance Manager to oversee the firm's risk management and compliance policies, controls, and procedures.The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, with a good working knowledge of relevant laws, regulations,...
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Compliance Officer
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Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeCompliance Manager Job DescriptionAJ FOX COMPLIANCE is seeking a highly skilled Compliance Manager to oversee the firm's risk management and compliance policies, controls, and procedures.The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, with a good working knowledge of relevant laws, regulations,...
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Compliance Officer
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Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeCompliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at AJ FOX COMPLIANCE. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with relevant laws and regulations.Key Responsibilities:Advisory Role: Provide guidance to secretaries, fee earners, and partners on best practices...
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Compliance Officer
4 weeks ago
Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeCompliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at AJ FOX COMPLIANCE. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with relevant laws and regulations.Key Responsibilities:Advisory Role: Provide guidance to secretaries, fee earners, and partners on best practices...
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