Compliance Risk Manager

1 week ago


Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

At AJ FOX COMPLIANCE, we are seeking a Compliance Risk Manager to oversee our risk and compliance management strategies and programs. The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, and a good working knowledge of relevant laws, regulations, and codes of conduct.

The main responsibilities of this role will include:

  • Analysing systems to ensure compliance with best practice
  • Overseeing risk and compliance management strategies and programs
  • Investigating compliance issues
  • Advising on compliance issues such as CDD, conflicts of interest, GDPR and AML
  • Leading risk assessment training for the wider team
  • Answering queries from the onboarding team
  • Liaising with external compliance partners, regulators and auditors
  • Conducting internal reviews and audits

A solid understanding of quality standards is desirable but not essential, and prior experience within a managerial position would be advantageous to this role.

The ideal candidate is a driven, detail-oriented, collaborative worker who thrives under pressure. A confident communicator, both verbally and orally, with excellent IT, analytical and organisational skills will excel in this role.



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