Compliance Officer

2 weeks ago


Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time
Compliance Manager Job Description

AJ FOX COMPLIANCE is seeking a highly skilled Compliance Manager to oversee the firm's risk management and compliance policies, controls, and procedures.

The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, with a good working knowledge of relevant laws, regulations, and codes of conduct.

Key Responsibilities:
  • Analyse systems to ensure compliance with best practice and regulatory standards.
  • Develop and implement risk and compliance management strategies and programs.
  • Investigate compliance issues and provide expert advice on compliance matters.
  • Lead risk assessment training for the wider team and collaborate with external compliance partners, regulators, and auditors.
  • Conduct internal reviews and audits to ensure compliance with regulatory requirements.

The successful candidate will be a driven, detail-oriented, and collaborative individual with excellent IT, analytical, and organisational skills. A solid understanding of quality standards is desirable, but not essential.

AJ FOX COMPLIANCE offers a dynamic and supportive work environment, and the successful candidate will have the opportunity to make a significant contribution to the firm's compliance and risk management efforts.


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