Compliance Monitoring Professional

Compliance Professionals - Job DescriptionWe are seeking an experienced Regulatory Surveillance Manager to join our team. As a Regulatory Surveillance Manager, you will play a key role in ensuring that our company remains compliant with all relevant regulations and laws.About the CompanyOur company is a boutique investment and trading firm, providing...

HSL Compliance Limited seeks a skilled Monitoring and Compliance Technician to join our Water Hygiene team. As a key member of our team, you will be responsible for undertaking monitoring and water hygiene services to ensure compliance with legionella guidelines.Your duties will include conducting water testing and monitoring, taking water samples, testing...

Opportunity for a Compliance Monitoring ProfessionalWe are seeking a skilled Compliance Monitoring Professional to join our regulatory reporting team in London. In this role, you will be responsible for ensuring compliance with regulatory requirements and maintaining accurate records.The ideal candidate will have prior experience in compliance monitoring and...

Job DescriptionA prestigious law firm in London is seeking a Compliance Professional to support senior compliance professionals in internal risk management processes.This role involves working closely with firm-wide staff to ensure timely responses to enquiries and supporting various compliance teams. We require someone with previous experience in a similar...

Job Description:We are looking for a Compliance Monitoring Professional to monitor client transactions and ensure compliance with regulatory requirements.Responsibilities:Review corporate clients to assess AML and fraud riskMaster various compliance platforms and systems to streamline workflowLiaise with internal and external parties in relation to RFI...

OverviewWe are seeking a Junior Compliance Officer to join our team at Compliance Professionals.The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, with a strong understanding of FCA & PRA regulations.A degree or MBA is preferred, along with relevant professional certifications in Compliance.The...

Job DescriptionA seasoned professional is sought after to fill the role of Compliance Officer within AJ FOX COMPLIANCE, an International law firm. The ideal candidate will have expertise in Anti-Money Laundering (AML) sanctions and compliance.This exciting opportunity offers a remote working arrangement, allowing the selected individual to work from anywhere...

Senior Compliance Risk ManagerSEI Investments Company is a leading global provider of asset management and investment technology solutions. The SIEL Compliance department is seeking a Senior Compliance Risk Manager with demonstrable compliance risk experience to join its growing team.About the Role:Conduct thorough risk assessments and develop comprehensive...

Job OverviewWe are seeking a highly motivated Compliance Professional to fill the role of Financial Crime Manager. As a member of our team, you will play a crucial role in ensuring the company's Financial Crime Compliance Program meets regulatory requirements and industry standards.Key Tasks:Design and implement effective policies and procedures for...

Compliance Professionals seeks a seasoned Regulatory Compliance Expert to join its team in London. Estimated salary is £60,000 - £80,000 per annum.About the RoleWe are looking for an experienced professional to drive compliance oversight through testing and monitoring programmes. You will identify areas for enhancements of systems and controls operated by...

Job OverviewWe are seeking an experienced Compliance and Data Protection Professional to join our small but dynamic team. This is a fantastic opportunity to broaden your skill set and work alongside a senior compliance lawyer and the head of risk who is also the DPO.In this role, you will be responsible for drafting, monitoring, and advising on compliance...

About the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...

We are seeking an exceptional Chief Compliance Professional to lead our global Compliance function at Compliance Wise. The estimated salary for this role is $140,000 - $200,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional...

We are seeking a Compliance Specialist to join our team of Compliance Professionals. As a key member of our team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements.Job DescriptionIn this role, you will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan. You will also...

About the RoleWe are seeking an experienced Compliance Executive to join our team at Compliance Professionals. The ideal candidate will have a strong background in compliance monitoring and reporting, with experience in reviewing marketing and financial promotions.The successful candidate will be responsible for overseeing breaches, errors, and complaints,...

Job Title:Compliance ProfessionalCompany Overview:Compliance Professionals is a specialist compliance firm that provides expert advice and guidance to banks and other financial institutions. We have a reputation for delivering high-quality services and supporting our clients in achieving their compliance goals.Job Summary:We are seeking a highly skilled...

About the RoleWe are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. The ideal candidate will have extensive experience in monitoring and audit, with a strong understanding of risks and controls.Job DescriptionKey Responsibilities:Develop and annual plan for Compliance Monitoring PlanIndependently scope and plan...

We are looking for an experienced Banking Compliance Professional to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial crime and regulatory compliance.Key Responsibilities:Develop and implement effective control frameworks to prevent or detect financial crime.Collaborate with colleagues to review and...

Job OverviewWe are seeking a seasoned Regulatory Compliance Specialist to join our team at Compliance Professionals. As an expert in regulatory compliance, you will be responsible for driving oversight through testing and monitoring programs. This includes identifying areas for enhancements of systems and controls operated by the firm, and supporting the...

Job OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...