Risk and Compliance Advisor

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team. THE RESPONSIBILITIES: Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

Job OverviewThe Strategic Risk and Compliance Advisor will play a pivotal role in providing expert legal guidance to support the growth of customer strategies at Barclays.This high-profile position involves advising on complex customer servicing, ensuring customers receive exceptional experiences and support. The role requires effective application of the...

A forward-thinking Law Firm, AJ FOX COMPLIANCE, is seeking a seasoned Senior Risk & Compliance Lawyer to join their Risk & Compliance team in Manchester.The ideal candidate has background experience in law firm regulation, complaints handling or commercial contracts.Some key responsibilities include:Supporting colleagues in claims handling in adherence to...

Job Title:Risk and Compliance ManagerKey Responsibilities:The Risk and Compliance Manager will be responsible for leading the team and overseeing AML CDD, risk assessments, and ongoing monitoring. Key tasks include reviewing and updating the firm's AML risk assessment and source of funds checks, and assisting with the preparation of the annual AML report for...

Are you an ambitious solicitor seeking a challenging role in risk compliance?We have a new opportunity for a Contracts Lawyer at AJ FOX COMPLIANCE, a dynamic National Law Firm in Bristol.This senior position involves close collaboration with experienced lawyers and compliance specialists to ensure firm-wide compliance. Some key responsibilities...

Job Title: Senior Risk AdvisorCompany Overview: AJ Bell Management Limited offers a dynamic and challenging work environment that fosters growth and development. We are seeking a highly skilled Senior Risk Advisor to join our team and contribute to our risk management framework.Estimated Salary: £60,000 - £75,000 per annum, depending on experience.Job...

Overview: Job Title: Compliance Advisor Location: Flexible (hybrid working) Role overview The role of the Compliance Advisor is to provide advice, support, oversight and challenge to regulated entities within Markerstudy Group to help ensure they comply with all relevant FCA requirements and expectations and identify, manage and mitigate any regulatory...

Compliance and Risk RoleA forward-thinking Law Firm is seeking a Senior Risk & Compliance Lawyer to join their Risk & Compliance team in Manchester.The ideal candidate has background experience in law firm regulation, complaints handling or commercial contracts.Responsibilities include:Support colleagues in claims handling in adherence to internal complaint...

Job Title: Commercial Risk AdvisorWe are seeking a seasoned Commercial Risk Advisor to join our commercial broking team at IDEX Consulting. As a trusted advisor, you will work closely with clients to identify and mitigate potential risks, ensuring their businesses remain protected and thriving.About the Role:Analyse insurance requirements and market...

Digital Waffle is seeking a skilled Governance, Risk, and Compliance Manager to join our Compliance team. The successful candidate will ensure our organisation's adherence to global regulations and standards, while developing and managing comprehensive risk management strategies.Job Description:The role will involve guiding stakeholders through regulatory...

Job DescriptionOur client, a prestigious law firm based in London, is seeking an experienced Compliance Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.As the Compliance & Risk Manager, you’ll be...

**Compliance Advisor** **Up To £25,000 with quarterly bonuses available** **You will work 37.5 hours per week** We are looking for enthusiastic, passionate, honest, service-driven individuals to join our client team. **Key skills needed** - Helping with day-to-day system generated checks, indicating possible risk or fraud. - Decision making in respect...

**Compliance Advisor** **Up To £25,000 with quarterly bonuses available** **You will work 37.5 hours per week** We are looking for enthusiastic, passionate, honest, service-driven individuals to join our client team. **Key skills needed** - Helping with day-to-day system generated checks, indicating possible risk or fraud. - Decision making in respect...

As a leading global financial services company at the forefront of the world's financial system, we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities, and people everywhere.We're...

**Compliance Advisor** **Up To £25,000 with quarterly bonuses available** **You will work 37.5 hours per week** We are looking for enthusiastic, passionate, honest, service-driven individuals to join our client team. **Key skills needed** - Helping with day-to-day system generated checks, indicating possible risk or fraud. - Decision making in respect...

**Our client seeks a Head of Compliance and Risk to join their team.** **Role Profile**: - Compliance with all applicable regulatory requirements. - Risk management processes. - Regulatory submissions and reporting. - Responsibility for the compliance and risk team. - To undertake the role of DMLRO for the licences and support the business in the...

Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance? An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...

Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance?An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...

Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance?An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...

Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance?An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...