Risk Compliance Specialist

Job Title:Risk and Compliance ManagerKey Responsibilities:The Risk and Compliance Manager will be responsible for leading the team and overseeing AML CDD, risk assessments, and ongoing monitoring. Key tasks include reviewing and updating the firm's AML risk assessment and source of funds checks, and assisting with the preparation of the annual AML report for...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team. THE RESPONSIBILITIES: Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

As a Senior Risk Management Counsel at AJ FOX COMPLIANCE, you will play a critical role in ensuring firm-wide compliance by collaborating closely with experienced lawyers and compliance specialists.This challenging position includes key responsibilities such as:Liaising with stakeholders regarding risk-related issuesAssisting senior staff with strategic and...

Job Title:AML Compliance LeadCompany Overview:AJ FOX COMPLIANCE is a leading commercial law firm seeking an AML Compliance Lead to strengthen their existing resources in this area. The company provides exceptional service to its clients.Estimated Salary:£60,000 - £80,000 per annumJob Description:The AML Compliance Lead will support the Compliance...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

Job Summary:AJ FOX COMPLIANCE seeks a Financial Crime Prevention Specialist to join their team. The successful candidate will lead the team and oversee AML CDD, risk assessments, and ongoing monitoring. This role requires extensive knowledge of AML and sanctions requirements, as well as leadership experience and excellent report writing...

We have a fantastic opportunity with a leading commercial law firm who are seeking an AML Compliance Manager to join their Bristol office. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm’s management and lawyers, and to support the...

We have a fantastic opportunity with a leading commercial law firm who are seeking an AML Compliance Manager to join their Bristol office. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm’s management and lawyers, and to support the...

We have a fantastic opportunity with a leading commercial law firm who are seeking an AML Compliance Manager to join their Bristol office. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm’s management and lawyers, and to support the...

Job OverviewWe're seeking a seasoned Risk Compliance Specialist to join our team at QED Legal. This is an excellent opportunity for a talented individual to work with a top 100-ranked UK law firm, contributing to the growth of their risk and compliance function.The ideal candidate will have strong knowledge of AML, Code of Conduct, and SRA regulations. You...

Service Care Solutions are currently recruiting on behalf of a leading legal 500 firm, based in the South West of England, which is currently in need of a Solicitor to join their Risk and Compliance team. This role will primarily focus on data governance, risk assessment, tender responses and breach/incident management. It will be an ideal fit for someone...

Service Care Solutions are currently recruiting on behalf of a leading legal 500 firm, based in the South West of England, which is currently in need of a Solicitor to join their Risk and Compliance team. This role will primarily focus on data governance, risk assessment, tender responses and breach/incident management. It will be an ideal fit for someone...

THE COMPANY: Our client is an international investment bank based in the City. They are looking for a Compliance Officer with a specialization in Financial Crime to join the Business.THE RESPONSIBILITIES:Experience in US Swap Dealer businessCFTC rules and US Swap Dealer requirements & monitoring Implement and conduct market surveillance and communications...

Compliance Officer – FTSE 250 Home-based with offices in Glasgow, London, Bristol and Dublin.Audit & Risk Recruitment are partnering a FTSE 250 FMCG business to strengthen their Internal Audit, Controls, Risk Management and Compliance function.This Compliance Officer role is a newly created position and will play a vital role in ensuring the business...

Role OverviewWe are seeking a highly skilled SOX Compliance Risk Specialist to join our team at Lloyds Banking Group. This is an excellent opportunity for an experienced professional to take on a key role in ensuring the integrity of our financial reporting processes.

AJ FOX COMPLIANCE is looking for a skilled Contracts Lawyer to join our team in Bristol.This exciting role offers the chance to work closely with experienced lawyers and compliance specialists to ensure firm-wide compliance. Key responsibilities include:Liaising with stakeholders regarding risk-related issuesAssisting senior staff with strategic and...

Service Care Solutions, a leading commercial service provider based in Bristol, is seeking a highly skilled Compliance Risk Specialist to join their team.This is a full-time, permanent position covering Bristol and surrounding areas.The successful candidate will be responsible for delivering all aspects of water hygiene compliance contracts within the...

Job DescriptionOur client, a prestigious law firm based in London, is seeking an experienced Compliance Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.As the Compliance & Risk Manager, you’ll be...

Job OverviewA forward-thinking solicitor with experience in risk, regulation or professional liability is sought for a law firm risk and compliance role at AJ FOX COMPLIANCE.

About the RoleThis is a fantastic opportunity to join Procentia's Risk and Compliance team as a specialist to support the implementation and delivery of the Risk and Compliance strategy, policies, working practices and measures defined within the Information Security Management System (ISMS) across the UK business.Key ResponsibilitiesSupport with the...