Financial Services Regulatory Associate

3 days ago


London, Greater London, United Kingdom Douglas Scott Legal Recruitment Full time
About the Role

We are seeking a talented Junior Solicitor with 0-2 years PQE to join our expanding Financial Services Regulatory team in London. This role offers the chance to work within a dynamic team that supports both national and international clients in the consumer and retail financial services sectors.

Key Responsibilities
  • Advising on the structuring and regulatory aspects of transactions, including necessary notifications and approvals.
  • Handling supervisory engagements with regulatory bodies, including responding to regulatory interventions and managing authorizations.
  • Assisting with internal investigations, systemic liability assessments, and remediation exercises.
  • Advising on conduct risk management and regulatory issues related to firm failure and insolvency processes.
Requirements
  • 0-2 Years PQE
  • A strong foundation in financial services law, with the ability to handle complex projects and a varied caseload.
  • A particular interest in consumer financial services, with experience or knowledge in one or more sub-sectors.
  • Experience in providing regulatory advice, particularly in areas such as business models, systemic liability, or complaint handling.
  • A proactive approach to professional development, with the ability to collaborate effectively within a team.
About Us

Douglas Scott Legal Recruitment is a leading legal recruitment agency, committed to providing exceptional service to our clients and candidates. We are dedicated to finding the best talent for our clients and helping our candidates achieve their career goals.



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