Regulatory Oversight Professional
5 days ago
IDEX Consulting Ltd is seeking an experienced Regulatory Oversight Professional to join our Supervision and Competency Oversight team. In this role, you will provide supervision support for new and existing Financial Planners, ensuring that they adhere to our Training and Competency scheme and the overarching control environment.
About the Role- This role forms part of the Supervision and Competency Oversight team, providing regulatory supervision over our financial planning population and their adherence to the firm's Training and Competency scheme and the overarching control environment.
- You will provide supervision support for new and existing Financial Planners, overseeing operational financial planner activity from a competency and advice standards perspective to manage risk and ensure good customer outcomes.
Salary Information:
The estimated annual salary for this position is up to £70,000, including bonus and benefits.
Company Overview:
With a trusted history of over 250 years, we ensure our clients' investments are managed with precision and foresight. Today, we are one of the UK's largest wealth management firms, offering expert discretionary investment management and financial planning.
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