Regulatory Supervision Expert
3 weeks ago
We are looking for a highly skilled Financial Planning Governance Manager to join our team. As a key member of our Supervision and Competency Oversight team, you will be responsible for providing regulatory supervision over our financial planning population and ensuring they adhere to our Training and Competency scheme.
The ideal candidate will have a strong background in financial services, with a minimum Diploma qualified level 4 in Financial Advice. Ideally, they will hold advanced qualifications acquired. Proven experience in providing supervisory support to regulated individuals within financial services is essential.
Key responsibilities include:
- Providing regulatory supervision to ensure adherence to the firm's Training and Competency scheme
- Supporting new and existing Financial Planners in their operational activities
- Delivering key commitments outlined in the firm's Training and Competency scheme
The successful candidate will be able to demonstrate strong coaching and assessment skills, possess excellent communication and stakeholder management skills, and display sound judgement when making recommendations.
As a member of our team, you will play a critical role in shaping the future of our business and contributing to our mission of providing highly personalised and comprehensive financial advice to our clients.
Estimated salary: £70,000 plus bonus and benefits + hybrid working.
Location: Exeter
Job Type: Full-time
-
Regulatory Oversight Professional
3 weeks ago
Exeter, Devon, United Kingdom IDEX Consulting Ltd Full timeIDEX Consulting Ltd is seeking an experienced Regulatory Oversight Professional to join our Supervision and Competency Oversight team. In this role, you will provide supervision support for new and existing Financial Planners, ensuring that they adhere to our Training and Competency scheme and the overarching control environment.About the RoleThis role forms...
-
Regulatory Compliance Expert
1 week ago
Exeter, Devon, United Kingdom IDEX Consulting Full timeAbout the Opportunity:IDEX Consulting seeks a skilled Business Assurance Specialist to join our team. As a key member of our advisory operations, you will be responsible for ensuring regulatory excellence and compliance. We offer a competitive salary of $80,000 per annum, based on your experience and qualifications. In addition to a comprehensive benefits...
-
Regulatory Oversight Specialist
1 week ago
Exeter, Devon, United Kingdom IDEX Consulting Ltd Full timeIDEX Consulting Ltd is seeking a Regulatory Oversight Specialist to join our team.As a key member of our Supervision and Competency Oversight team, you will be responsible for providing regulatory supervision over our financial planning population.You will work closely with our Financial Planners to ensure they meet the firm's Training and Competency scheme...
-
Regulatory Oversight Specialist
2 weeks ago
Exeter, Devon, United Kingdom IDEX Consulting Ltd Full timeJob DescriptionWe are seeking an experienced Regulatory Oversight Specialist to join our Supervision and Competency Oversight team. This role involves providing regulatory supervision over our financial planning population and their adherence to the firm's Training and Competency scheme and the overarching control environment.Key Responsibilities:Form part...
-
Regulatory Compliance Specialist
3 weeks ago
Exeter, Devon, United Kingdom Triumph Consultants Limited Full time £20Key ResponsibilitiesAs a Regulatory Compliance Specialist, you will play a critical role in ensuring that businesses operate within the bounds of regulatory requirements. This will involve conducting site visits, analyzing data, and providing expert advice to clients.Conduct regular site visits to assess compliance with regulatory requirementsAnalyze data to...
-
EHS3 Manager
4 days ago
Exeter, Devon, United Kingdom Ex-MilitaryCareers USA Full timeThe Opportunity:We are seeking a highly experienced EHS3 Manager to join our team at Avantor in Phillipsburg, NJ. As an essential member of our organization, you will play a key role in supporting EHS programs within our chemical manufacturing site.In this position, you will provide leadership, professional knowledge, and technical expertise in the...
-
Training and Competency Oversight Specialist
3 weeks ago
Exeter, Devon, United Kingdom IDEX Consulting Ltd Full timeAbout the RoleWe are seeking an experienced Regulatory Supervision Expert to join our Supervision and Competency Oversight team. As a key member of our team, you will provide regulatory supervision over our financial planning population, ensuring they adhere to our Training and Competency scheme and overarching control environment.The ideal candidate will...
-
Civil Drainage Expert
2 weeks ago
Exeter, Devon, United Kingdom Austin Fraser Full timeCivil Drainage Expert Required - Exeter-Based PositionAustin Fraser is currently seeking a highly skilled Civil Drainage Expert to join our team in Exeter. This exciting opportunity will see you working on a variety of projects, from residential and commercial developments to infrastructure and environmental initiatives. Your key responsibilities will...
-
Arboricultural Expert Lead
3 weeks ago
Exeter, Devon, United Kingdom Penguin Recruitment Full timePenguin Recruitment is seeking an experienced Arboricultural Expert Lead to join their team. As a Senior Arborist Consultant, you will be responsible for leading projects from inception to completion, managing budgets, and providing expert advice to clients and stakeholders.The Role:Project Management: Lead projects from inception to completion, managing...
-
Neurology Nurse Specialist
3 weeks ago
Exeter, Devon, United Kingdom NHS Full time**Job Title:** Neurology Nurse Specialist - Epilepsy Care ExpertWe are seeking an experienced Registered Nurse to join our Neurology team at the Royal Devon University Healthcare NHS Foundation Trust. This is an exceptional opportunity to work as an Epilepsy Specialist Nurse, providing expert advice and support to patients, carers, and multidisciplinary...
-
Aviation QA and Compliance Expert
1 week ago
Exeter, Devon, United Kingdom Exeter College Full timeJoin Our Team of ExpertsWe're on the lookout for an accomplished Aviation Quality Assurance Manager to help us uphold the highest standards in our Part 66 provision. As a key member of our team, you'll contribute to shaping our aviation training programmes and supporting our students in achieving their goals.About Our OrganisationExeter College has earned a...
-
Production Management Expert
3 weeks ago
Exeter, Devon, United Kingdom Gap Personnel - Exeter Full timeJob Title: Production Management ExpertGap Personnel is recruiting for a talented Production Management Expert to join their client's team based near Exeter. This is an excellent opportunity for a skilled professional to work in a fast-growing food manufacturer with a healthcare bias.The ideal candidate will have knowledge of BRC and SALSA audit protocols...
-
Freelance Delivery Expert
3 weeks ago
Exeter, Devon, United Kingdom Network Plus Services Full timeJob SummaryFreelance Delivery ExpertWe are looking for a skilled and experienced Freelance Delivery Expert to join our team at Network Plus Services. As a key member of our operational team, you will be responsible for delivering materials to work sites across various locations.The ideal candidate will have a strong focus on safety, excellent communication...
-
Interim Financial Expert
3 weeks ago
Exeter, Devon, United Kingdom Hays Careers Full timeHays Careers is seeking an experienced Interim Financial Expert to support a 6-month assignment in Exeter. As a hands-on professional, you will oversee and ensure the accuracy and integrity of all financial activities within the organisation. Your responsibilities will include maintaining up-to-date financial records, preparing and reviewing financial...
-
Safety and Compliance Expert
1 week ago
Exeter, Devon, United Kingdom Vistry Group Full timeVistry Group is seeking an experienced Safety and Compliance Expert to join our team. As a key member of our SHE department, you will be responsible for ensuring that all our operations meet the highest standards of safety, health, and environmental protection.About the Role:Conduct risk assessments and develop strategies to mitigate potential...
-
Child Development Expert
2 weeks ago
Exeter, Devon, United Kingdom RGH-Global Ltd Full timeOverview:RGH-Global Ltd is a leading provider of high-quality psychological care services across the UK and Ireland. Our team of experts is dedicated to delivering exceptional service and support to our clients.We are seeking a highly skilled Child Development Expert to join our team in Exeter. As an expert, you will conduct comprehensive assessments of...
-
Airport Drainage Expert
3 days ago
Exeter, Devon, United Kingdom Austin Fraser Full timeJob Title: Airport Drainage Expert We are seeking a skilled Civil Engineer to lead the design and implementation of cutting-edge drainage systems at our client's well-respected civil engineering firm in Exeter.This is an excellent opportunity for a Civil Engineer to work on various projects, ranging from residential and commercial developments to...
-
Senior Compliance Expert
2 weeks ago
Exeter, Devon, United Kingdom Hurst Point Group Full timeJob OverviewHurst Point Group seeks a highly skilled Senior Compliance Expert to join their team. As a key member of the compliance programme, you will be responsible for ensuring the company's processes meet regulatory requirements.Key ResponsibilitiesTrend Analysis & SupportCompliance AdviceRequirementsExtensive experience in financial services,...
-
Compliance and Quality Expert
3 days ago
Exeter, Devon, United Kingdom Exeter College Full timeCompliance and Quality Expert Job DescriptionEstimated Salary: £55,000 - £75,000 per annumWe are seeking a highly experienced Compliance and Quality Expert to join our aviation team at Exeter College. As a key member of our team, you will be responsible for ensuring the quality and compliance of our services, driving continuous improvement, and maintaining...
-
Technical NPD Expert
3 weeks ago
Exeter, Devon, United Kingdom Manucomm Recruitment Full time**Role Description:**We are looking for a highly motivated Technical NPD Expert to join our client's team in Exeter. As a key member of the R&D department, you will be responsible for developing new products and improving existing ones.Your main duties will include:Designing and developing new products, taking into account market trends and consumer...