Training and Competency Oversight Specialist

20 hours ago


Exeter, Devon, United Kingdom IDEX Consulting Ltd Full time
About the Role

We are seeking an experienced Regulatory Supervision Expert to join our Supervision and Competency Oversight team. As a key member of our team, you will provide regulatory supervision over our financial planning population, ensuring they adhere to our Training and Competency scheme and overarching control environment.

The ideal candidate will have proven experience in providing supervisory support to regulated individuals within financial services, including carrying out skills observations/assessments. They will also possess in-depth knowledge of financial services and the regulatory environment, particularly related to Financial Planning regulations.

Key responsibilities include:

  • Forming part of the Supervision and Competency Oversight team to provide regulatory supervision
  • Providing supervision support for new and existing Financial Planners
  • Delivering key commitments outlined in the firm's Training and Competency scheme

The successful candidate will be able to display sound judgement when making recommendations, demonstrate strong coaching and assessment skills, and possess excellent communication and stakeholder management skills.

As a Financial Planning Governance Manager, you will play a critical role in shaping the future of our business by bringing new ideas and challenges. If you want to make a meaningful contribution to our organisation, we encourage you to apply.

Estimated salary: £70,000 plus bonus and benefits + hybrid working.

Location: Exeter

Job Type: Full-time



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