Wealth Management Compliance Officer

Senior Compliance Officer in Southwest DevonFram Executive Search Limited is working with a leading independent Wealth Management firm based in the picturesque region of Southwest Devon. Due to continued growth, they are seeking an experienced Senior Compliance Officer to join their team.Key Responsibilities:Regulatory Compliance & Consumer Duty: Review and...

Join Our TeamWe are seeking a skilled Administrator to join our team in Exeter, providing exceptional client service and supporting business growth.Key TasksManage annual review process, ensuring timely client communication.Provide administrative support, maintaining high client service standards.Responsible for business submissions using bespoke...

Hawksmoor Investment Management, a specialist investment and fund management business, is seeking a seasoned compliance and risk professional to join our team.We are an award-winning, growing company with a mission to give our clients confidence in their finances. As a key member of our team, you will oversee and enhance our Enterprise Risk Management...

We are seeking a talented and motivated Junior Accountant to join our team at Ernest Gordon Recruitment Limited. As a key member of our wealth management group, you will have the opportunity to develop your skills and expertise, progressing to an Accounts Senior role with full training and support.The ideal candidate will have some practice-based experience,...

Job DescriptionWe are seeking a highly skilled Wealth Management Expert to join our team in the Southwest. The successful candidate will have a proven track record in managing complex investment portfolios and a strong understanding of modern portfolio theory.About the RoleYou will be responsible for providing expert advice and guidance to high net worth...

About Trowers & Hamlins">Trowers & Hamlins is a top-tier international law firm with a long history of delivering exceptional results for our clients. With over 180 partners and 1000 staff, we have a global reach and a local touch.">Exeter Office Overview">Our Exeter office has been at the forefront of our business for over 30 years. With a team of 157...

Job DescriptionThe Wealth Management Apprentice will work closely with our experienced professionals to learn about investment strategies, risk management, and portfolio optimization. Key responsibilities include:Assisting with client onboarding and account maintenanceProviding exceptional customer service and resolving queries efficientlyConducting research...

About UsAs a Senior Partner Practice of St. James's Place Wealth Management, we pride ourselves on delivering exceptional client service and providing opportunities for career growth and development.The RoleThis challenging role requires a confident, numerate, and professional individual who enjoys using their initiative and has a can-do working style.Main...

G2 Legal is a full-service law firm based in Exeter, offering a comprehensive range of legal services to individuals, families, and businesses. We are seeking an experienced Private Wealth Solicitor to join our team and advise clients on all aspects of private wealth management, including will drafting, estate planning, and trust administration.**Our...

About the RoleWe are seeking an experienced Senior Private Wealth Lawyer to join our highly ranked team in Devon or Cornwall. As a key member of our Private Client practice, you will be responsible for managing a broad and high-quality caseload that includes lifetime planning for higher net worth and business clients, succession planning for business owners...

Experienced Paralegal Required for Private Wealth Team in ExeterWe are seeking a skilled and dedicated Paralegal to join our highly-regarded Private Wealth team in Exeter. As a key member of our team, you will be responsible for providing high-quality administrative support in all aspects of private client work.The successful candidate will have excellent...

Transforming Regulatory Excellence in Financial Services">Hurst Point Group seeks a seasoned Chief Compliance Officer to drive its compliance program, ensuring seamless alignment with regulatory requirements. As the core of our compliance team, you will foster a culture of excellence, where complex regulatory information is clearly communicated to...

Establish a successful career in contentious probate and charities litigation at Chadwick Nott, a Top 100 Law firm. As a skilled Contentious Trusts and Probate Solicitor, you will join their expanding Charities & Private Wealth Disputes team.The team holds a tier 1 ranking in the Legal 500 for contentious probate in the Southwest and is recognized as tier 1...

Aircraft Compliance Manager Job Summary:\This role involves assisting in the implementation of compliance procedures, ensuring adherence to regulatory requirements and maintaining high professional standards.\As a key member of the team, you will be responsible for delivering compliance support across various businesses, including appointed representatives....

Responsibilities:As an Administrative Support Professional, you will be working as part of a team at a highly respected Appointed Representative of St. James's Place Plc.Your primary responsibility will be to manage the annual review process, which involves contacting clients in a timely manner to book them into advisers' diaries.You will also provide...

About the RoleSphere Solutions Ltd is seeking a highly skilled Senior Safety and Compliance Officer to join our team in Exeter. This integral position plays a crucial part in our management team, ensuring best Health & Safety practices are implemented throughout the business.The successful candidate will oversee projects across the country from our Exeter...

We are seeking an experienced solicitor to join our pre-eminent private client team at a Top 100 law firm.The successful candidate will advise on a range of private client work, including tax advice for individuals and their wealth, the orderly succession of wealth from one generation to the next, and the creation and administration of trusts and other...

Company OverviewWe are a highly respected Appointed Representative of St. James's Place Plc, established for over eight years with around 350 households across the UK and GBP155m of funds under management.Job SummaryAn exciting opportunity has arisen for a professional Administrator to work in our central Exeter office.Key ResponsibilitiesManage our annual...

We are seeking a skilled Compliance Tax Senior to join our Exeter office. As a key member of the personal tax department, you will be responsible for delivering high-quality compliance services to a wide range of clients.The ideal candidate will have a solid understanding of UK tax laws and regulations, as well as excellent analytical and problem-solving...

About Trowers & Hamlins">Trowers & Hamlins is a City-led, international and national law firm with over 180 partners and 1000 staff, with offices across the UK, Middle East and Far East. We have leading practices in Corporate, Litigation, Tax, Banking and Finance, Real Estate, and Private Wealth.">Exeter Office Overview">Established in 1984, our Exeter...