Investment Funds Regulatory Expert

7 days ago


London, Greater London, United Kingdom Willow Resourcing Limited Full time

Job Overview

We are seeking a highly experienced and skilled Funds Compliance Manager to join our team. As a key member of the Risk & Compliance function, you will be responsible for advising on new investment product development and monitoring products and services to ensure good customer outcomes.

The successful candidate will have several years' experience in compliance focused on funds/investment products and a detailed knowledge of UK regulatory requirements, including MiFID, MAR, UCITS etc. Excellent communication and stakeholder management skills are essential.

Key Responsibilities:

  • Advise on new investment product development ensuring compliance with relevant regulations
  • Monitor products and services to ensure good customer outcomes
  • Undertake periodic reviews of the firm's investment product portfolio and processes
  • Approve higher risk and more complex financial promotions

What We Offer:

A competitive salary of £65,000 - £75,000 per annum, plus shares and benefits. The company has a Glassdoor score of 4.9 and offers a great work-life balance with a hybrid working arrangement.

This is an exciting opportunity for a motivated and experienced professional to join a leading FinTech company and contribute to its continued growth and success.



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