Investment Funds Regulatory Expert

3 weeks ago


London, Greater London, United Kingdom Willow Resourcing Limited Full time
Job Description

This role offers a rare opportunity to join a FinTech company with an outstanding reputation, boasting a Glassdoor score of 4.9. The company has been making headlines for all the right reasons over the last seven years, and its innovative journey is far from over.

The Risk & Compliance function has grown significantly, creating opportunities for career development. As a subject matter expert in investments and funds, you will advise on new product development, monitor products, and ensure good customer outcomes. You will also undertake periodic reviews of the firm's investment portfolio and processes, providing feedback on how they can be enhanced.

You will have gained several years' experience in Compliance, focusing on funds/investment products, and possess a detailed knowledge of UK regulatory requirements, including MiFID, MAR, UCITS, etc. Excellent communication and stakeholder management skills are essential.

The estimated salary for this role is £75,000-£85,000, plus shares and benefits. If you're interested in working for a company that prioritizes staff well-being and growth, consider this exciting opportunity.



  • London, Greater London, United Kingdom Rutherford Search Full time

    Investment Fund Structuring ExpertRutherford Search is a renowned firm seeking an experienced Investment Fund Structuring Expert to join our team. In this role, you will play a key part in advising clients on the structuring, formation, and regulation of private investment funds.About the Opportunity:Advising clients on the structuring and formation of...


  • London, Greater London, United Kingdom Michael Page (UK) Full time

    About the PositionWe are currently seeking an experienced Investment Funds Regulatory Specialist to join our team in the UK. In this role, you will be responsible for providing regulatory expertise on investment funds, staying up-to-date with changes in regulatory requirements, and ensuring compliance with relevant laws and regulations.The successful...


  • London, Greater London, United Kingdom Willow Resourcing Limited Full time

    Job DescriptionThe ideal candidate will have several years' experience in Compliance, specifically focused on funds/investment products, with a detailed knowledge of UK regulatory requirements, including MiFID, MAR, UCITS, etc. Excellent communication and stakeholder management skills are essential for success in this role.You will be responsible for...


  • London, Greater London, United Kingdom Jameson Legal Full time

    Jameson Legal's Tax team is expanding its expertise in investment funds and we are seeking a highly motivated Tax professional to join us as an Investment Fund Tax Expert.You will be responsible for advising clients on tax-efficient structures for investment funds, ensuring compliance with regulatory requirements, and maintaining strong relationships with...


  • London, Greater London, United Kingdom Willow Resourcing Limited Full time

    Job OverviewWe are seeking a highly experienced and skilled Funds Compliance Manager to join our team. As a key member of the Risk & Compliance function, you will be responsible for advising on new investment product development and monitoring products and services to ensure good customer outcomes.The successful candidate will have several years' experience...


  • London, Greater London, United Kingdom Ryder Reid Legal Limited Full time

    Job Title: Investment Funds Regulatory AssociateAt Ryder Reid Legal Limited, we are seeking a highly skilled Investment Funds Regulatory Associate to join our dynamic team. This role offers an exciting opportunity for a motivated and organized individual to work in the investment funds group on a rolling 6-month Fixed Term Contract basis.The successful...


  • London, Greater London, United Kingdom Heriot Brown In-House Legal Recruitment Full time

    Key ResponsibilitiesAs a Funds Lawyer, you will be responsible for advising on fund launches, restructurings, and the ongoing management of UCITS, AIFs, and other investment vehicles. You will also provide strategic legal guidance on intermediary relationships and fund distribution across multiple jurisdictions, ensuring compliance with complex regulatory...


  • London, Greater London, United Kingdom Elevate Flexible Legal Resourcing Full time

    About the RoleElevate Flexible Legal Resourcing is seeking a highly experienced Investment Funds Attorney to join our team. As a key member of our UK/EU-qualified associate team, you will work closely with clients in the investment funds sector, providing expert legal advice and support.This role offers an exciting opportunity to develop your skills and...

  • Regulatory Lawyer

    3 weeks ago


    London, Greater London, United Kingdom Rutherford Search Full time

    Regulatory Lawyer - Funds and InvestmentsThis is an excellent chance to join our specialist legal search firm in the UK and US, recruiting lawyers across both in-house and private practice.Work on a variety of regulatory projects, including advising on AIFMD, UCITS, and other relevant regulations.Collaborate with senior lawyers to develop and implement...

  • Regulatory Paralegal

    4 weeks ago


    London, Greater London, United Kingdom Ryder Reid Legal Limited Full time

    Job Overview: We are looking for a Regulatory Paralegal - Investment Funds to join our team at Ryder Reid Legal Limited. The successful candidate will work in the investment funds group, assisting with a variety of tasks, including monitoring and coordinating KYC documentation, conducting company searches and preparing corporate formalities documents....


  • London, Greater London, United Kingdom Michael Page (UK) Full time

    About Michael Page (UK)Michael Page (UK) is a leading recruitment agency in the legal sector, specializing in placing experienced lawyers in senior roles within top-tier law firms.Job DescriptionWe are seeking a Senior Investment Funds Knowledge Lawyer to join our client's team in London. As an expert in investment funds law, you will be responsible for...

  • Regulatory Expert

    6 days ago


    London, Greater London, United Kingdom Career Legal Full time

    **Job Overview**Career Legal is seeking a highly skilled Senior Funds & Regulatory Lawyer to join our Corporate team in Guernsey. This exciting opportunity allows you to work on complex matters, lead client relationships, and mentor junior colleagues.The successful candidate will provide expert legal advice on investment funds, regulatory compliance, and...


  • London, Greater London, United Kingdom A&M STAR (Search, Talent Acquisition & RPO) Full time

    Job Title: Asset Management Lawyer - Funds SpecialistA seasoned asset management lawyer with 1-5 years of experience is sought to join A&M STAR (Search, Talent Acquisition & RPO) in London.The ideal candidate will possess expertise in funds regulatory matters, particularly AIFMD and private fund structuring across the UK and Europe.This role offers exposure...


  • London, Greater London, United Kingdom Rutherford Full time

    Job Description: We are seeking a Regulatory Advisor for Private Investment to join our team at Rutherford. The ideal candidate will have a strong background in private practice funds, with experience in new fund formation, investment agreements, and regulatory advisory services.Key responsibilities will include providing expert advice on fund formation,...


  • London, Greater London, United Kingdom Hawksmoor Investment Management Full time

    Role OverviewWe are seeking a seasoned compliance and risk professional to oversee and enhance our Enterprise Risk Management framework, ensuring robust regulatory compliance.The successful candidate will provide comprehensive regulatory advice across the business, safeguarding our commitment to integrity and excellence.Key Responsibilities:Manage the...


  • London, Greater London, United Kingdom Coopman Search and Selection | B Corp™ Full time

    About the RoleWe are looking for an experienced Regulatory Compliance Expert in Alternative Investment to join our team. The ideal candidate will have a strong background in compliance and a deep understanding of regulatory requirements.In this role, you will be responsible for ensuring compliance with applicable regulations, including but not limited to...


  • London, Greater London, United Kingdom Hunter Savage Full time

    **Funds and Investment Expert WantedLocation: London CityAbout the Job:We are seeking an experienced Funds and Investment Expert to join our team in London. The ideal candidate will have extensive knowledge of fund formation, structuring, and regulation, and be able to advise clients on a wide range of matters.This is a great opportunity for a talented legal...


  • London, Greater London, United Kingdom Willow Resourcing Limited Full time

    Investment Compliance ExpertWe are currently seeking an experienced Investment Compliance Expert to join our Risk & Compliance team in London.The role offers a competitive salary of £75k - £85k, plus shares and a benefits package.About the RoleThis is a critical role that involves advising on new investment product development, monitoring products and...


  • London, Greater London, United Kingdom Pure Law Recruitment Ltd Full time

    Job DescriptionWe're seeking an experienced Senior Associate to advise on investment fund matters, including fund formation, structuring, investment, and regulatory compliance. As a key member of our Investment Funds team, you'll provide expert advice to leading investment managers, institutional investors, and fund sponsors.About YouYou have a strong...


  • London, Greater London, United Kingdom Montgomery Advisory Full time

    Montgomery Advisory is a top-tier international law firm in London seeking an experienced investment funds lawyer to join our Investment Funds team.The team is dedicated to delivering high-quality services to our clients and making a tangible impact through our work in infrastructure, sustainability, and development finance.This role offers a unique...