Funds Regulatory Specialist
3 weeks ago
We are currently seeking an experienced Investment Compliance Expert to join our Risk & Compliance team in London.
The role offers a competitive salary of £75k - £85k, plus shares and a benefits package.
About the Role- This is a critical role that involves advising on new investment product development, monitoring products and services, and conducting regular reviews of our investment product portfolio and processes.
The ideal candidate will have extensive experience in compliance, specifically in funds and investment products, as well as a deep understanding of UK regulatory requirements.
Key Responsibilities:- Provide expert advice on new investment product development to ensure compliance with relevant regulations.
- Regularly monitor products and services to identify potential risks and ensure good customer outcomes.
- Conduct periodic reviews of our investment product portfolio and processes to maintain compliance and prevent non-compliance.
The successful candidate will possess excellent communication and stakeholder management skills. We offer a competitive salary, plus shares and a comprehensive benefits package.
About UsWe are a reputable FinTech company committed to delivering exceptional results.
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