Regulatory Advisor

3 weeks ago


London, Greater London, United Kingdom One Ten Associates Full time

A renowned global hedge fund is seeking a seasoned compliance expert to join their team in London. As a Senior Compliance Specialist, you will work closely with the Global Chief Compliance Officer and be exposed to various aspects of compliance, including:

  • Offering regulatory advice to the business and senior stakeholders
  • Conducting surveillance and monitoring activities
  • Preparing and submitting regulatory reports for UK, US, and Asian markets
  • Supporting the central compliance team
  • Contributing to compliance projects

The successful candidate should have at least 5-7 years of experience in compliance, preferably in a hedge fund environment, with expertise in multiple asset classes and UK/US regulatory requirements.

We anticipate the annual salary for this position to be approximately £80,000 - £110,000, reflecting the company's commitment to attracting top talent.

Main Objectives:
  1. To provide authoritative regulatory advice to the business and senior management
  2. To conduct thorough surveillance and monitoring of compliance activities
  3. To prepare and submit accurate regulatory reports for UK, US, and Asian markets
  4. To support the central compliance team in their daily tasks
  5. To contribute to compliance projects and initiatives


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