Investment Funds Regulatory Expert
2 days ago
The ideal candidate will have several years' experience in Compliance, specifically focused on funds/investment products, with a detailed knowledge of UK regulatory requirements, including MiFID, MAR, UCITS, etc. Excellent communication and stakeholder management skills are essential for success in this role.
You will be responsible for approving higher risk and more complex financial promotions, ensuring they meet regulatory standards. This is a great opportunity to work for a FinTech company with an amazing reputation, as showcased by their Glassdoor score of 4.9.
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Investment Funds Regulatory Expert
17 hours ago
London, Greater London, United Kingdom Willow Resourcing Limited Full timeJob DescriptionThis role offers a rare opportunity to join a FinTech company with an outstanding reputation, boasting a Glassdoor score of 4.9. The company has been making headlines for all the right reasons over the last seven years, and its innovative journey is far from over.The Risk & Compliance function has grown significantly, creating opportunities...
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London, Greater London, United Kingdom Fry & Brown Full timeFry & Brown, a well-established asset manager with a presence in London’s West End, is seeking a talented Junior Legal Counsel to join its investment management team. As an integral part of the team, this role will involve diverse responsibilities focusing on UCITS in Ireland and Luxembourg, as well as IMAs and broader regulatory advice.This position...
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Investment Funds Regulatory Specialist
4 weeks ago
London, Greater London, United Kingdom Michael Page (UK) Full timeAbout the PositionWe are currently seeking an experienced Investment Funds Regulatory Specialist to join our team in the UK. In this role, you will be responsible for providing regulatory expertise on investment funds, staying up-to-date with changes in regulatory requirements, and ensuring compliance with relevant laws and regulations.The successful...
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Investment Funds Regulatory Expert
7 days ago
London, Greater London, United Kingdom Willow Resourcing Limited Full timeJob OverviewWe are seeking a highly experienced and skilled Funds Compliance Manager to join our team. As a key member of the Risk & Compliance function, you will be responsible for advising on new investment product development and monitoring products and services to ensure good customer outcomes.The successful candidate will have several years' experience...
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Funds Specialist
1 month ago
London, Greater London, United Kingdom IDEX Consulting Full timeAbout IDEX ConsultingWe are a leading international law firm with a pre-eminent funds practice. Our team provides expert advice on fund formation and structuring, regulatory advice, tax planning, due diligence, and transaction document drafting.Role OverviewThis is a fantastic opportunity to develop your legal skills and knowledge in a fast-paced...
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Investment Funds Regulatory Associate
1 week ago
London, Greater London, United Kingdom Ryder Reid Legal Limited Full timeJob Title: Investment Funds Regulatory AssociateAt Ryder Reid Legal Limited, we are seeking a highly skilled Investment Funds Regulatory Associate to join our dynamic team. This role offers an exciting opportunity for a motivated and organized individual to work in the investment funds group on a rolling 6-month Fixed Term Contract basis.The successful...
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Global Investment Funds Legal Expert
4 weeks ago
London, Greater London, United Kingdom Mason Blake Full timeJob DescriptionMason Blake, a leading global investment management firm, is seeking a highly skilled and experienced Funds Lawyer to support their existing and growing portfolio of investment funds.Key Responsibilities:Fund Formation and Governance: Provide expert legal advice on fund structuring, governance, and regulatory compliance.Legal Due Diligence:...
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Investment Funds Attorney
15 hours ago
London, Greater London, United Kingdom Elevate Flexible Legal Resourcing Full timeAbout the RoleElevate Flexible Legal Resourcing is seeking a highly experienced Investment Funds Attorney to join our team. As a key member of our UK/EU-qualified associate team, you will work closely with clients in the investment funds sector, providing expert legal advice and support.This role offers an exciting opportunity to develop your skills and...
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Regulatory Lawyer
5 days ago
London, Greater London, United Kingdom Rutherford Search Full timeRegulatory Lawyer - Funds and InvestmentsThis is an excellent chance to join our specialist legal search firm in the UK and US, recruiting lawyers across both in-house and private practice.Work on a variety of regulatory projects, including advising on AIFMD, UCITS, and other relevant regulations.Collaborate with senior lawyers to develop and implement...
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Investment Funds Regulatory Specialist
5 days ago
London, Greater London, United Kingdom Michael Page (UK) Full timeAbout Michael Page (UK)Michael Page (UK) is a leading recruitment agency in the legal sector, specializing in placing experienced lawyers in senior roles within top-tier law firms.Job DescriptionWe are seeking a Senior Investment Funds Knowledge Lawyer to join our client's team in London. As an expert in investment funds law, you will be responsible for...
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Regulatory Paralegal
7 days ago
London, Greater London, United Kingdom Ryder Reid Legal Limited Full timeJob Overview: We are looking for a Regulatory Paralegal - Investment Funds to join our team at Ryder Reid Legal Limited. The successful candidate will work in the investment funds group, assisting with a variety of tasks, including monitoring and coordinating KYC documentation, conducting company searches and preparing corporate formalities documents....
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Funds Regulatory Expert
3 days ago
London, Greater London, United Kingdom A&M STAR (Search, Talent Acquisition & RPO) Full timeJob Title: Asset Management Lawyer - Funds SpecialistA seasoned asset management lawyer with 1-5 years of experience is sought to join A&M STAR (Search, Talent Acquisition & RPO) in London.The ideal candidate will possess expertise in funds regulatory matters, particularly AIFMD and private fund structuring across the UK and Europe.This role offers exposure...
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Risk and Regulatory Compliance Expert
5 days ago
London, Greater London, United Kingdom Hawksmoor Investment Management Full timeRole OverviewWe are seeking a seasoned compliance and risk professional to oversee and enhance our Enterprise Risk Management framework, ensuring robust regulatory compliance.The successful candidate will provide comprehensive regulatory advice across the business, safeguarding our commitment to integrity and excellence.Key Responsibilities:Manage the...
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Funds and Investment Expert
15 hours ago
London, Greater London, United Kingdom Hunter Savage Full time**Funds and Investment Expert WantedLocation: London CityAbout the Job:We are seeking an experienced Funds and Investment Expert to join our team in London. The ideal candidate will have extensive knowledge of fund formation, structuring, and regulation, and be able to advise clients on a wide range of matters.This is a great opportunity for a talented legal...
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London, Greater London, United Kingdom Coopman Search and Selection | B Corp™ Full timeAbout the RoleWe are looking for an experienced Regulatory Compliance Expert in Alternative Investment to join our team. The ideal candidate will have a strong background in compliance and a deep understanding of regulatory requirements.In this role, you will be responsible for ensuring compliance with applicable regulations, including but not limited to...
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Regulatory Advisor for Private Investment
1 week ago
London, Greater London, United Kingdom Rutherford Full timeJob Description: We are seeking a Regulatory Advisor for Private Investment to join our team at Rutherford. The ideal candidate will have a strong background in private practice funds, with experience in new fund formation, investment agreements, and regulatory advisory services.Key responsibilities will include providing expert advice on fund formation,...
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Funds Regulatory Specialist
17 hours ago
London, Greater London, United Kingdom Willow Resourcing Limited Full timeInvestment Compliance ExpertWe are currently seeking an experienced Investment Compliance Expert to join our Risk & Compliance team in London.The role offers a competitive salary of £75k - £85k, plus shares and a benefits package.About the RoleThis is a critical role that involves advising on new investment product development, monitoring products and...
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Funds Regulatory Expert
7 days ago
London, Greater London, United Kingdom Willow Resourcing Limited Full timeJob DescriptionThis exciting role involves operating as a subject matter expert in investments and funds, providing advice on new product development and monitoring existing products.You'll also undertake periodic reviews of our investment product portfolio and processes, ensuring they work as planned and provide feedback on how they can be...
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Investment Funds Law Expert
5 days ago
London, Greater London, United Kingdom Montgomery Advisory Full timeMontgomery Advisory is a top-tier international law firm in London seeking an experienced investment funds lawyer to join our Investment Funds team.The team is dedicated to delivering high-quality services to our clients and making a tangible impact through our work in infrastructure, sustainability, and development finance.This role offers a unique...
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Funds Regulatory Expert
5 days ago
London, Greater London, United Kingdom Willow Resourcing Limited Full timeOur company overviewWe are a leading FinTech with an impressive reputation for innovation and staff satisfaction.Achieving a Glassdoor score of 4.9 is no easy feat, but we're proud of our achievements.Employees appreciate our supportive and motivating work environment:'Amazing place to work with supportive and motivated people.''Dream company and work...