Compliance Officer
3 weeks ago
Vibright is a dynamic and ambitious wealth management business seeking an experienced Compliance Officer to join their growing organization. As a newly created role, this position involves developing and implementing compliance policies and procedures to ensure adherence to FCA rules and regulations.
">- Job Summary: Develop, implement, and oversee compliance policies and procedures to mitigate regulatory risks.
- Main Responsibilities: Review and improve policies, procedures, and controls, ensure timely and accurate submission of mandatory reports, contribute to data gathering for the annual third-party Governance Review, and monitor potential areas of conflict within the group.
Requirements: The successful candidate will hold a Level 4 Diploma in Financial Planning and have experience in a similar role within the IFA/Wealth Management sector. Strong working knowledge of FCA regulations and compliance requirements is essential, along with practical awareness and knowledge of retail financial products and current regulatory expectations.
Benefits: We offer a competitive salary of £65,000 per annum, plus a 4% bonus based on performance and company profitability. You will also receive 25 days' holiday plus bank holidays, with the option to purchase up to 5 more days per year after two years' service. Continued career development and support through relevant qualifications are also offered.
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Compliance Officer
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Newton Abbot, Devon, United Kingdom Vibright Full timeVibright is excited to partner with an ambitious Somerset-based wealth management business. This reputable organization serves thousands of clients across the UK, seeking a Compliance Officer to join their growing team.Key Responsibilities:Develop, implement, and oversee compliance policies and procedures to mitigate regulatory risks and ensure adherence to...
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Regulatory Compliance Specialist
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Newton Abbot, Devon, United Kingdom Vibright Full timeVibright is a leading wealth management business that requires a highly skilled Compliance Officer to join their team. This newly created role will involve developing, implementing, and overseeing compliance policies and procedures to mitigate regulatory risks and ensure adherence to all relevant FCA rules and regulations.">Regulatory Compliance: The...
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Regulatory Compliance Specialist
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