Transaction Banking Compliance Specialist

4 days ago

London, Greater London, United Kingdom Goldman Sachs Full time

About Goldman Sachs


At Goldman Sachs, we are a leading global investment banking, securities and investment management firm.


We commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow.


We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond.


As a Transaction Banking Compliance Specialist at Goldman Sachs, you will be part of a team with members from a wide range of academic and professional backgrounds.


You'll be responsible for providing advice and compliance oversight to Transaction Banking personnel on client interactions/engagements, new business initiatives and significant business changes affecting the firm.


You will also partner with business teams to ensure testing and ongoing monitoring properly considers and mitigates compliance risks.


Your Responsibilities:


  • Provide advice and compliance oversight to Transaction Banking personnel on client interactions/engagements, new business initiatives and significant business changes affecting the firm, as well as compliance, regulatory and reputational issues.
  • Partner with business teams to ensure testing and ongoing monitoring properly considers and mitigates compliance risks.
  • Develop and implement policies, procedures and best practice standards for Transaction Banking.
  • Drive control analysis and assessments for new business initiatives within Transaction Banking.
  • Enhance existing monitoring and controls to mitigate risk and as well as reflect and anticipate regulatory changes.
  • Design and implement live and online training on applicable compliance and regulatory requirements to educate business professionals.
  • Interact with various internal teams such as Legal, Internal Audit, Treasury, Operations, Engineering, and Conflicts Resolution Group as well as external advisors, clients and counterparties.
  • Monitor the regulatory landscape to anticipate and implement changes to our compliance program.
  • Analyse and form views on new clients and business and the associated compliance, regulatory and reputational risks for the purposes of Firm committees.
  • Execute compliance risk assessments.
  • Deliver management information to compliance management for use in Board, regulator and governance communications.
  • Leverage technology to facilitate monitoring and reporting of compliance risk.
  • Assist in responding to regulatory inquiries and investigations.
  • Review and approve marketing / advertising.

What We Offer:


As a Transaction Banking Compliance Specialist at Goldman Sachs, you can expect a competitive salary of $120,000 - $180,000 per year, depending on your experience and qualifications.


We also offer a range of benefits, including health insurance, retirement plans, and paid time off.


Requirements:


  • Bachelor's degree or equivalent military experience.
  • Demonstrated experience in compliance, legal, regulation or related business side experience in payments, deposits, corporate cash management, transaction banking, treasury services.
  • Excellent written and verbal communication skills.
  • Strong intellectual curiosity and interest in payments and corporate cash management, as well as learning new things.
  • Knowledge of UK and EU regulatory obligations relating to payments (e.g., the Second Payment Services Directive).
  • Ability to interface daily with a range of senior colleagues and peers to gather facts and build relationships.
  • Strong project management, analytical, and functional skills.
  • Ability to prioritize multiple tasks and meet deadlines with attention to detail and outstanding execution.
  • A proactive team player, who enjoys working collaboratively to find solutions.
  • Highly motivated, reliable, and accountable.
  • Strong investigative and problem-solving skills with the ability to exercise sound and balanced judgment and challenge when needed.
  • Knowledge of Microsoft Word, Excel, and PowerPoint.

About the Role:


This role is located in London and will cover primarily UK/Europe, with opportunities to work with global team members in the United States.


The seat will be in London, but this role may require travel to other locations as needed.

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