Senior Vice President and Vice President of Global Compliance

4 days ago


London, Greater London, United Kingdom The Stephen James Partnership Full time
Job Description

We are seeking a seasoned legal professional to join our team as a Senior Vice President and Vice President of Global Compliance. The ideal candidate will have extensive experience in conflicts or control room management within the financial services sector.

Key Responsibilities:
  • Manage complex conflict issues and regulatory compliance matters
  • Support the global head of conflict clearance and compliance teams
  • Lead point of contact for conflicts clearance in the EMEA/APAC regions
  • Draft and coordinate firm-wide responses to regulatory examinations
  • Collaborate with legal, compliance groups, and deal teams to manage control lists
Requirements:
  • 10+ years of experience working in a major financial services institution
  • Experience with control room, conflicts management group, or relevant legal and compliance expertise
  • Experience responding to regulatory examinations and inquiries
What We Offer:
  • Highly competitive six-figure salary
  • Flexible working arrangement (4 days in the office, 1 day from home)
  • Generous bonus structure


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