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Senior Vice President of Global Compliance
2 months ago
Job Title: Senior Vice President of Global Compliance
Job Summary:
We are seeking a highly experienced Senior Vice President of Global Compliance to join our team at The Stephen James Partnership. As a key member of our global compliance team, you will be responsible for leading conflict clearance processes, regulatory compliance, and enhancing our technology systems.
Key Responsibilities:
- Lead point of contact for conflicts clearance in the EMEA/APAC regions
- Support the legal, compliance groups, and deal teams to manage control lists
- Draft and coordinate firm-wide responses to regulatory examinations
Requirements:
- 10+ years of experience working in a major financial services institution, including experience with control room, conflicts management group, or relevant legal and compliance expertise
- Experience responding to regulatory examinations and inquiries
- Highly competitive six-figure salary
- Flexible working (4 days in the office, one day from home)
- Generous bonus structure
About the Role:
This is an incredible opportunity at a leading institution ahead of the game for a senior professional looking to step up to a focused role on a global scale. As a Senior Vice President of Global Compliance, you will have the opportunity to work with a highly reputable asset manager and be instrumental in all compliance and regulatory matters.
What We Offer:
- A highly competitive salary and bonus structure
- Flexible working arrangements
- The opportunity to work with a leading institution in the financial services sector