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Compliance and Monitoring Officer

2 months ago

Basingstoke, Hampshire, United Kingdom The AA Full time
Company Overview

Location: Basingstoke (hybrid working 2 office days per week)

Employment Type: Permanent, full time

Additional Benefits: Annual Bonus

Job Summary

We are seeking a highly experienced Senior Compliance Monitoring Officer to join our team at The AA. As a key member of our Compliance Monitoring Programme, you will be responsible for scoping and executing assigned compliance reviews, ensuring regulatory risks are met and our internal policies and procedures align with regulatory requirements.

Key Responsibilities
  • Scope and execute assigned compliance reviews on time, in line with The AA's Compliance Monitoring Programme.
  • Provide assurance on regulatory risk, including Conduct Risk, Customer Outcomes, and Consumer Duty.
  • Assist in preparing reports capturing relevant Management Information for distribution to governance forums.
  • Contribute to the development and maintenance of the Risk-based Compliance Monitoring plan.
  • Support in leading ad-hoc investigative activities and Regulator thematic interactions as required.
Requirements
  • Strong Compliance experience within the Financial Services industry.
  • Key knowledge of FCA principles and requirements as well as other regulatory requirements.
  • Creative and solution-thinker utilising strong business and commercial awareness.
  • Self-motivated, flexible, and able to prioritise multiple tasks.
What We Offer
  • 25 days annual leave plus bank holidays + holiday buying scheme
  • Worksave pension scheme with up to 7% employer contribution
  • Free AA breakdown membership from Day 1 plus 50% discount for family and friends
  • Discounts on AA products including car and home insurance
  • Employee discount scheme that gives you access to a car salary sacrifice scheme plus great discounts on healthcare, shopping, holidays and more
  • Company funded life assurance
  • Diverse learning and development opportunities to support you to progress in your career
  • Dedicated Employee Assistance Programme and a 24/7 remote GP service for you and your family