Wealth Advice Specialist

3 weeks ago


Swindon, Swindon, United Kingdom The Openwork Partnership Full time

The Opportunity

As a Wealth Advice Specialist at The Openwork Partnership, you will play a crucial role in ensuring the quality and compliance of pension and investment advice. Your responsibilities will include reviewing advice and Suitability Reports, providing feedback to advisers, and suggesting improvements where necessary.

Key Responsibilities:

  • Assess client files in accordance with business and regulatory standards, utilizing checklists for audit control.
  • Achieve productivity measures to ensure overall team achievement of service level agreements.
  • Effectively manage case pipelines, including outstanding queries with advisers.
  • Record assessment results accurately and concisely.
  • Provide courteous and consistent support to team members, advisers, and supervisors to improve quality.
  • Work effectively with Operations, Contract Services, and Compliance teams to improve advice quality.
  • Evaluate exceptions and trends, and report potential breaches and unsuitable advice.

Requirements:

  • Level 4 Diploma in Financial Planning (with completed R04 exams or equivalent).
  • Good understanding of pension and investment products.
  • Previous experience in proactively managing a pipeline.
  • Previous experience in dealing with advisers and providers.
  • Knowledge of Pensions & Investment products, including safeguarded Benefits, SIPPs, and Pension Crystallisation.
  • Good understanding of Financial Conduct Authority requirements for pension and investment transfers.
  • Awareness of Financial Conduct Authority, Treating Customers Fairly principles, and general advice process.
  • Familiarity with The Openwork Partnership adviser and network, and/or other networks.
  • Strong IT skills, particularly with MS Office, Word, and Excel.
  • Sound judgement skills, ensuring impartiality and consistency.
  • Good problem-solving, analytical, and decision-making skills.
  • Ability to express ideas and opinions to influence others and confront issues.
  • Effective communication, listening, and negotiation skills at various levels.
  • Able to work well as an individual and part of a wider team.
  • Time management, planning, prioritizing, and organization skills.
  • Attention to detail combined with high accuracy.
  • Flexible approach, handling high work and associated pressures due to service level agreement delivery.

Why The Openwork Partnership?

We're a dynamic, fast-paced, and growing business with huge ambition. We believe this is all made possible by the brilliant people who are part of The Openwork Partnership family. We're investing heavily in the development of our people, continuously striving to give them the platform to reach their full potential.

We're proud of our culture, having placed in the Top 100 Best Companies to work for again in 2022. The Openwork Partnership values and respects individuality, and we're committed to building an inclusive culture and environment where you can balance a successful career with your commitments and interests outside of work.

On top of offering a modern workplace with development opportunities, we also offer a highly attractive benefits package to reward you for your hard work. This includes a competitive base salary, annual bonus, enhanced pension, critical illness cover, income protection, and a range of other flexible benefits.



  • Swindon, Swindon, United Kingdom The Openwork Partnership Full time

    The OpportunityAs a Wealth Advice Specialist at The Openwork Partnership, you will play a crucial role in ensuring the quality and compliance of pension and investment advice. Your responsibilities will include reviewing advice and Suitability Reports, providing feedback to advisers, and suggesting improvements where necessary.Key Responsibilities:Assess...


  • Swindon, Swindon, United Kingdom The Openwork Partnership Full time

    The OpportunityAs a Wealth Advice Specialist at The Openwork Partnership, you will play a crucial role in ensuring the quality and compliance of pension and investment advice. Your responsibilities will include reviewing advice and Suitability Reports, providing feedback to advisers, and suggesting improvements where necessary.Key Responsibilities:Assess...


  • Swindon, Swindon, United Kingdom The Openwork Partnership Full time

    The OpportunityAs a Wealth Advice Evaluator at The Openwork Partnership, you will play a crucial role in ensuring the quality and compliance of pension and investment advice. Your primary responsibility will be to review both the advice and the Suitability Report, providing feedback to advisers and suggested improvements, where necessary.Key...

  • Wealth Advice Expert

    3 weeks ago


    Swindon, Swindon, United Kingdom The Openwork Partnership Full time

    The OpportunityAs a Wealth Advice Expert at The Openwork Partnership, you will play a crucial role in ensuring the quality and compliance of pension and investment advice. Your responsibilities will include reviewing advice and Suitability Reports, providing feedback to advisers, and suggesting improvements where necessary.This is a hybrid role, based 2/3...


  • Swindon, Swindon, United Kingdom Ingeus Careers Full time

    Job Summary:CaseworkerAbout the Role:We are seeking a skilled Debt Advice Specialist to join our team at Ingeus Careers. As a Debt Advice Specialist, you will be responsible for providing a comprehensive community-based debt advice service to individuals on probation or leaving custody.Key Responsibilities:Deliver a suite of workshops to individuals and/or...


  • Swindon, Swindon, United Kingdom St. James's Place Full time £23,000 - £30,000

    Wealth Administrator**Job Summary**We are seeking a highly motivated and organized Wealth Administrator to join our team at St. James's Place. As a Wealth Administrator, you will play a vital support role in our busy Financial Services office, working closely with our Wealth Managers to deliver exceptional client service.**Key Responsibilities*** Manage the...


  • Swindon, Swindon, United Kingdom St. James's Place Full time

    Job DescriptionWe are seeking a highly motivated and organized Wealth Administrator to join our team at St. James's Place plc.The successful candidate will be responsible for delivering first-class support to our Wealth Managers, ensuring seamless client reviews and maintaining accurate records.Key Responsibilities:Manage the client review meeting process...


  • Swindon, Swindon, United Kingdom Nationwide Building Society Full time

    About the RoleThis is an exciting opportunity to join the Prudential Risk team within Financial Risk Oversight at Nationwide Building Society. As a Compliance Advice Manager, you will provide specialist regulatory advice in the area of core prudential risks, contributing to the development of the regulatory objectives for the area.Key ResponsibilitiesProvide...


  • Swindon, Swindon, United Kingdom The Openwork Partnership Full time

    About The RoleThis is an exciting opportunity for a skilled Compliance Consultant to join The Openwork Partnership as a Senior Compliance Specialist. In this role, you will be responsible for providing effective risk-based compliance services across the wealth, mortgage, and protection channels.Key Responsibilities:Support the Head of Compliance in...


  • Swindon, Swindon, United Kingdom Hays Specialist Recruitment Limited Full time

    **Your New Role**As a Classroom Support Specialist, you will be working alongside a classroom teacher to set up activities, encourage engagement, and provide general support to students. This will involve supporting children in varying group sizes and on a 1:1 basis if required.**Key Responsibilities**Supporting the classroom teacher in setting up activities...


  • Swindon, Swindon, United Kingdom Recruitment Partnership (Bristol) Ltd (RP) Full time

    Recruitment Partnership (Bristol) Ltd (RP) is seeking an Investment Operations Data Specialist to join their team.The role involves working on an infrastructure modernisation project, leveraging a Custodian's Data Management service to enable the provision of quality investment data, culminating in the realisation of an Accountancy Book of Record (ABOR).Key...


  • Swindon, Swindon, United Kingdom Monahans Full time

    Private Client Tax DirectorAt Monahans, we are dedicated to helping businesses thrive by combining our traditional values with innovative approaches. As the Private Client Tax Consultancy Director, you will play a key role in our Private Client team, leading the delivery of tailored tax consultancy services to our most affluent clients.This role involves...


  • Swindon, Swindon, United Kingdom Premier Jobs UK Limited Full time

    As a Retirement Planning Specialist at Premier Jobs UK Limited, you will have the opportunity to work with a regional financial planning firm and focus on providing expert advice to existing clients entering decumulation. Majority of the cases will be with existing clients or enquiries specifically for this area of advice. You should also aim to help grow...


  • Swindon, Swindon, United Kingdom Nationwide Full time

    This is a fantastic opportunity to join the second line Prudential Risk team within Financial Risk Oversight at Nationwide.You will be providing specialist regulatory advice in the area of core prudential risks, contributing to the development of the regulatory objectives for the area. You will be supporting on the implementation of regulatory change,...


  • Swindon, Swindon, United Kingdom Digital Preservation Coalition Full time

    Vacancy for Digital Preservation SpecialistWe are seeking a skilled Digital Preservation Specialist to join our team at Digital Preservation Coalition.The successful candidate will be responsible for providing expert advice and guidance on digital preservation issues, including the development and implementation of related policies and guidance.Key...


  • Swindon, Swindon, United Kingdom Openwork Full time

    Job Description:As an Agile Software Quality Assurance Specialist at Openwork, you will play a crucial role in ensuring the delivery of high-quality software to our users. Your primary responsibility will be to test software, documentation, and report bugs to guarantee that our software meets the required standards.Key Responsibilities:Test software and...


  • Swindon, Swindon, United Kingdom Hays Specialist Recruitment Limited Full time

    Your new role as a Teaching Assistant with Hays Specialist Recruitment Limited offers a unique opportunity to work in a selection of schools in Wiltshire. As a key member of the education team, you will be supporting the classroom teacher in setting up activities, encouraging engagement, and providing general support to pupils. You will be working on a...


  • Swindon, Swindon, United Kingdom Monahans Full time

    Job Title: Private Client Tax DirectorMonahans is a leading provider of accounting and business advisory services in the South West, with a rich heritage spanning over 120 years. Our team is committed to helping businesses thrive by combining our traditional values with innovative approaches.Job SummaryWe are seeking an experienced Private Client Tax...


  • Swindon, Swindon, United Kingdom NHS Full time

    Palliative Care SpecialistThis role is a new substantive post within the department of Palliative and End of Life Care, reflecting the value the Trust places on delivering the best care for patients and their loved ones in their last years of life.The role will provide specialist advice, support, and education throughout the hospital, with a focus on the...


  • Swindon, Swindon, United Kingdom Monahans Full time

    Job Title: Private Client Tax DirectorMonahans is a leading provider of accounting and business advisory services in the South West, with a rich heritage spanning over 120 years. Our team is committed to helping businesses thrive by combining our traditional values with innovative approaches. We pride ourselves on fostering a supportive environment where...