FCA Compliance Expert for Scale-up Business

Company OverviewThe Financial Conduct Authority (FCA) regulates the conduct of nearly 45,000 firms in the UK to ensure our financial markets are honest, fair and competitive.SalaryThe estimated salary for this role is £54,800 per annum, with the possibility of earning up to £62,400 depending on skills and experience. Our competitive flexible benefits...

**About the Role**We are seeking a seasoned Regulatory Compliance Expert to join our client, a leading international payments business, as they continue their rapid growth and expansion. Reporting to the Group Head of Legal & Compliance, you will be responsible for driving forward the company's compliance strategy and fostering a positive relationship with...

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

Job TitleWe are seeking a highly skilled Compliance Expert to lead our UK FCA application and compliance development efforts.About the RoleThis is an exciting opportunity to partner with a leading quantitative investment firm focused on systematic trading strategies in global markets.The successful candidate will report directly into the Global Chief...

Job Summary: Scale-Up Business Banking ExpertWe are seeking a seasoned expert to join our Business Banking team as a Director. As a scale-up business banking expert, you will be responsible for helping mid-sized businesses reach their growth ambitions with bespoke business banking solutions and fast, flexible financing.Key Responsibilities:Work closely with...

We are seeking a Financial Conduct Authority (FCA) Compliance Officer to join our team on a permanent basis at Marsden, a leading fintech scale-up business.This role offers a unique opportunity for a skilled professional to develop their skills in a dynamic and fast-paced environment. As an FCA Compliance Officer, you will be responsible for ensuring that...

About the RoleWe are seeking a highly skilled Data and AI Risk Associate to join our team at the FCA.Key ResponsibilitiesOversee the governance process to manage and control responsible AI and data risks.Support the embedding of the FCA's Data and AI Ethics Framework and contribute to shaping future policy.Collaborate with teams across the organisation,...

About the RoleWe are looking for an experienced Data and AI Risk Associate to join our team. As a member of the Data and AI Risk Hub, you will work closely with the leadership team to deliver and promote the FCA's data strategy. You will oversee the governance process to manage and control responsible AI and data risks. This is an exciting opportunity to...

Foster Care Associates (FCA) is a leading independent fostering agency that has been making a positive difference in the lives of looked-after children since 1994.As a Senior Social Worker - Fostering Expert, you will be responsible for supporting foster parents and their families to achieve outstanding outcomes for all children and young people in foster...

Job TitleCompliance DirectorAbout the RoleWe are seeking a seasoned professional to spearhead our global compliance efforts as Compliance Director.Key ResponsibilitiesEstablish and maintain strategic relationships with regulatory bodies worldwide.Provide authoritative advisory coverage across all business desks globally, in collaboration with local...

About the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...

Job OverviewWe are seeking an experienced professional to join our Data and AI Risk Hub as a Data and AI Risk Associate. In this role, you will oversee the governance process to manage and control responsible AI and data risks. You will support the embedding of the FCA's Data and AI Ethics Framework and contribute to shaping future policy. This is a...

Job Title: UK Regulatory ExpertSalary Range: £90,000 - £120,000 per annumJob Description:We have been retained by our client, a growing international payments business with an exciting vision, to find a Head of UK Compliance to help drive forward their expanding business.Key Responsibilities:Reviewing and analysing regulatory changes and new rules from the...

A compliance expert with PWM/advisor/buy side experience is sought to join a growing UK and US Compliance Consulting Firm.Job DescriptionThe successful candidate will work autonomously as part of a collegiate and technically competent team, reporting to the Managing Director. Key responsibilities include:Supervising junior members of the AR Platform...

About Compliance ProfessionalsWe are a leading global commodities organization with a wide range of services to our clients. Our team is committed to delivering exceptional results, and we're looking for a talented individual to join us as a Compliance Expert.Job DescriptionThe position will assist with managing a small team and working 4 days in the office....

As a Compliance Officer at Compliance Professionals, you will oversee compliance within the Marketing & Distribution department. Your primary focus will be on ensuring all financial promotions, marketing materials, client reports, RFPs, and other client communications comply with regulatory standards.Main Responsibilities:Review and approve financial...

Job DescriptionMiryco Consultants Ltd is looking for a highly skilled Compliance Monitoring Analyst to join their team in London. The successful candidate will be responsible for undertaking compliance monitoring activities across regulated firms.Key Responsibilities:Develop and implement the Compliance Monitoring Framework and Plan, working closely with...

Job Title: Senior Compliance DirectorSalary Range: £100,000 - £130,000 per annumAbout the Role:This is an outstanding opportunity for an experienced Senior Compliance Director to join a leading Global Payments business in a key role at an exciting time of their growth and expansion.Key Responsibilities:Leading the Compliance monitoring programme and...

Job Title: Compliance ExpertThe role of a Compliance Expert at Lifesearch is pivotal in shaping and supporting our compliance culture. As a proactive and experienced compliance professional, you will thrive on providing clear advice, navigating complex regulations, and championing good customer outcomes.This role is ideal for individuals who are passionate...

We are seeking a seasoned professional to spearhead our compliance efforts as the Compliance Director at Compliance Professionals.Key Responsibilities:Stay up-to-date with all pertinent FCA regulations and guidelines related to FX/CFD trading and financial services.Serve as the primary point of contact for regulatory inquiries, examinations, and other...