Compliance Director for Investment Management

The AJ Fox Compliance team is seeking a highly skilled Compliance Manager/Director to oversee the firm's risk management and compliance policies, controls, and procedures. As a key member of our team, you will ensure that all regulatory standards and regulations are met.Main Responsibilities:Analyse systems to ensure compliance with best practiceOversee risk...

HSL Compliance Limited seeks an experienced Regulatory Compliance and Risk Management Professional to assist the HSEQ Director in managing health, safety, environmental, quality, compliance, and technical matters.Key Responsibilities:Conduct technical surveys on equipment such as dosing systems and cooling towers to ensure staff competence and adherence to...

About the RoleWe are seeking a seasoned professional to lead our investment works team.As Investment Works Director, you will be responsible for the day-to-day running of planned maintenance and investment projects, providing leadership and management to the technical team. Your expertise in project management, staff supervision, and contractor oversight...

Job SummaryWe are seeking a Director of Litigation and Compliance to join our Employment Law Group (ELG) in Birmingham. As a senior member of the team, you will be responsible for providing strategic guidance on employment law matters and overseeing the delivery of compliance programs.Your Key ResponsibilitiesDeveloping and implementing strategies to...

As Chief Compliance Officer, you will provide day-to-day Compliance advice to the Board and oversee the management and ongoing development of the Compliance Monitoring plan. You will work for a small but fast-growing Discretionary Investment Manager, with around £4bn AUM.You will be responsible for horizon scanning, ensuring the business adapts to...

Are you a driven investment professional looking for a new challenge? We are currently seeking an experienced Investment Manager to join our team at a reputable Wealth Management business in the heart of Birmingham.About the Role:We are responsible for monitoring and managing investment portfolios on a day-to-day basis, ensuring that our clients' investments...

AJ FOX COMPLIANCE in Birmingham requires a Compliance Manager to ensure risk management and compliance policies meet regulatory standards.The ideal candidate has experience in risk and compliance roles at law or professional services firms, and a good understanding of laws, regulations, and codes of conduct.Analyse systems for best practice complianceOversee...

About the JobWe are seeking an experienced Compliance Assurance Director to lead our compliance team and ensure that all operations are conducted in accordance with relevant laws and regulations.As a key member of our leadership team, you will oversee the development and implementation of compliance policies and procedures, as well as conduct regular audits...

Job Description:AJ FOX COMPLIANCE is seeking a skilled Regulatory Compliance Professional to join their team in Birmingham. This key role will be responsible for ensuring that all risk management and compliance policies, controls, and procedures within the firm meet regulatory standards and regulations.Main Responsibilities:Analyze systems to ensure...

**Investment Manager Role**SF Recruitment is working with a leading Wealth Management business in Birmingham to recruit an Investment Manager. This role will involve:Monitoring investment portfolios on a daily basisProducing monthly investment reports and attending treasury meetingsAnalysing portfolio returns and producing trended analysisDeveloping a...

Job BriefWe are seeking a highly experienced Head of Compliance and AML to join our team at Willow Resourcing Limited.Key Objectives:To develop and implement effective Compliance strategies to mitigate risks.To provide expert advice to the Board on Compliance-related matters.Responsibilities:Lead the Compliance team in developing and implementing Compliance...

About the RoleAs a Corporate Tax Compliance Senior Manager/Director with Hays Specialist Recruitment Limited, you will be responsible for leading a team and overseeing a portfolio of key corporate clients in the Midlands region. You will support these clients with compliance processes, build strong relationships, and collaborate with Tax Partners to deliver...

About the RoleHays Taxation is seeking a seasoned TAX COMPLIANCE DIRECTOR to lead our corporate tax team in the UK. As a senior manager, you will be responsible for delivering expert tax solutions to clients across various industries.Key responsibilities include:Strategic planning: Develop and implement effective tax compliance strategies to minimize...

About the RoleWe are seeking a highly skilled AML Compliance Risk Manager to join our team at Pick for Britain. This is an excellent opportunity for individuals with experience in compliance, who are looking to develop their skills and advance their careers in the insurance industry.Key ResponsibilitiesMonitor and assess regulatory requirements and internal...

Venn Group is currently working with a Midlands-based local authority to recruit an experienced Senior Building Safety Compliance Director to lead their building safety and compliance team.With a strong focus on ensuring the council's properties are safe and compliant, this role will oversee critical areas such as fire safety, structural integrity,...

Job SummaryWe are seeking a highly skilled Compliance Risk Manager to join our team at Goldman Sachs. As a key member of our Internal Audit group, you will be responsible for assessing the effectiveness of our governance processes and controls, and identifying areas for improvement.Key Responsibilities:Conduct risk assessments and audits to ensure compliance...

About the RoleWe are seeking a highly skilled Investment Oversight Analyst to join our team at Clayton Davies. As an Investment Oversight Analyst, you will play a crucial role in ensuring the effective management of our investment portfolio.Key Responsibilities:Investment Monitoring: You will be responsible for daily monitoring of relevant investment and...

Job DescriptionWe are currently seeking a Compliance Oversight Director to join our team at the Department for Business and Trade. As a senior leader, you will be responsible for ensuring that all aspects of product safety compliance are met within the Office for Product Safety and Standards.The successful candidate will possess extensive experience in...

Job DescriptionWe are seeking a highly skilled Commercial Assurance Director to join our team at HS2 Ltd.The successful candidate will be responsible for providing assurance to stakeholders that our commercial controls deliver value for taxpayer's money. This includes leading independent reviews, of procurement and investment decision-making, across the...

Job Title: Executive Director of Building Safety and Regulatory ComplianceJob Summary: We are seeking an experienced Executive Director of Building Safety and Regulatory Compliance to lead and oversee the building safety and compliance functions for a local authority in the West Midlands.Key Responsibilities:Lead and oversee the building safety and...