Investment Product Compliance Officer

JCR Talent is delighted to be partnering with a leading Investments firm as they seek an experienced Compliance Manager.Key Responsibilities:Provide expert guidance to the business on regulatory matters, ensuring that investing products meet customer needs and comply with relevant requirements.Establish and maintain strong relationships throughout the...

Job DescriptionWe're seeking a skilled Investments Compliance Manager to join our Risk & Compliance function. As a key member of our team, you'll play a critical role in ensuring the firm delivers good customer outcomes.About YouYou'll have gained several years' compliance experience focused on investment products and have a detailed knowledge of UK...

About UsWe're a leading FinTech company with a reputation for delivering excellent service and treating our staff well.We've got a great company culture and are looking for someone to join our Risk & Compliance team.We offer a competitive salary of up to £85k per annum, plus share scheme and benefits package.Job Summary:As a Compliance Officer -...

Job Summary:We are seeking a highly experienced Compliance Officer Lead to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection, with at least 10 years of experience in the compliance sector.Key Responsibilities:Ensure that companies have the correct...

JCR Talent, your expert partner for CASS and compliance recruitment, presents an exciting opportunity for an Investment Compliance Specialist.About the Role:To provide comprehensive regulatory expertise to our client, helping them build innovative investing products that deliver great customer outcomes.Develop and maintain effective relationships across the...

Join us at Willow Resourcing Limited as a Compliance Manager - Investment Products and take advantage of this exciting opportunity to develop your career in a growing function.In this role, you will play a crucial part in ensuring that our investment products meet the highest standards of regulatory compliance.Your key responsibilities will include:Advising...

Job DescriptionIn this pivotal role as an Investment Product Promoter at Robeco Investment Engineers, you will be responsible for fostering strategic relationships with global consulting firms, driving their engagement with our investment products. Your mission is to build and maintain a robust network of senior managers, research consultants, and fiduciary...

Job DescriptionPacific Investment Management Co. is a leading investment manager that provides active fixed income solutions to clients globally. We are seeking a Compliance Officer to join our EMEA team in London and play a key role in maintaining a best-in-class Compliance program across PIMCO's EMEA operations.Key Responsibilities Oversee the testing and...

Compliance Manager - Investment ProductsWillow Resourcing Limited is seeking an experienced Compliance Manager to oversee our investment product portfolio and processes in London.The role offers a competitive salary of £75k - £85k, plus shares and a comprehensive benefits package.About the RoleThis is a critical role that involves advising on new...

Job DescriptionMason Blake is seeking a highly skilled Investment Risk and Compliance Officer to support Portfolio Managers across long-only and long/short equity strategies. This role involves working directly with Portfolio Managers to advise on risk management and portfolio construction, and ensuring that all regulatory requirements are met.About the...

Job Overview:Avenir Investment Management Limited is a leading investment management firm specializing in digital assets. We are seeking an experienced Investment Security and Compliance Expert to join our team. The successful candidate will be responsible for ensuring the security and integrity of our investment portfolio, while also ensuring compliance...

Investment Compliance RoleWe are a leading FinTech company based in London, seeking an experienced Investment Compliance Specialist to join our growing team.As a key member of our Risk & Compliance function, you will play a critical role in ensuring the firm delivers good customer outcomes and complies with relevant regulatory requirements.You will have a...

Job OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...

We are seeking a highly skilled Investment Compliance Specialist to join our team at Willow Resourcing Limited.This is a key position in our FinTech company, responsible for advising on new investment product development and monitoring products to ensure good customer outcomes.The role involves advising on new investment product development, monitoring...

Job DescriptionWe are looking for a seasoned Investments Compliance Professional to join our Risk & Compliance function.This is a fantastic opportunity for someone to utilise their expertise in investment products and regulatory compliance to drive business growth and deliver good customer outcomes.The successful candidate will be responsible for:Providing...

About the RoleWe're seeking a highly experienced Compliance Specialist to join our team at Willow Resourcing Limited. This is an exceptional chance to work with a FinTech company that has consistently received high praise from its employees and customers alike.As a key member of our Risk & Compliance function, you will play a vital role in advising on new...

About the RoleOur client, a leading international investment bank based in the City, is seeking an experienced Compliance Officer to join their Business. The ideal candidate will have a specialization in Financial Crime and a proven track record in ensuring strict compliance with regulations.

Job DescriptionWe are looking for a highly skilled Compliance Manager - Investment Products to join our team at Willow Resourcing Limited.About the RoleIn this role, you will be responsible for advising on new investment product development, monitoring products and services to ensure good customer outcomes, and undertaking periodic reviews of the firm's...

Investment Services Regulation Job DescriptionWe are looking for a skilled Compliance Officer - Investment Services to join our compliance department at Deriv. In this role, you will play a key part in ensuring our operations remain flawless and compliant with regulatory requirements.Your primary responsibilities will include developing, updating, and...

Job OverviewWe are seeking a highly skilled Investments Compliance Manager to join our team at Willow Resourcing Limited.This is an excellent opportunity for someone with a strong background in investment products and regulatory compliance to take their career to the next level.The successful candidate will be responsible for advising on new investment...