Investment Risk and Compliance Officer

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring adherence to regulatory requirements and internal policies, monitoring and assessing the effectiveness of compliance controls and procedures, and identifying and reporting compliance risks and...

About the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...

About the Role:We are seeking an experienced AML and Financial Crime Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for managing the financial crime compliance programme, including AML, ABC, Sanctions Compliance, and Criminal Finances Act.Key Responsibilities:Working within the EMEA Financial Crime Team...

Job Title: Compliance Risk OfficerThe Compliance Risk Officer will contribute to ensuring that positive client outcomes are achieved and that investment portfolios are correctly managed in line with Compliance regulatory standards and internal policies.Key Responsibilities:Support the upkeep of monitoring processes to ensure adherence with key regulatory...

About the RoleWe are seeking an Investment Risk Manager to join our team at AXA Investment Managers. As a key member of our Global Risk Management team, you will be responsible for overseeing the risk profiles for our funds and supporting our senior management in their understanding of investment risk-related matters.Key ResponsibilitiesImplementation of an...

Job DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...

A dynamic investment management company is seeking a Senior Investment Compliance Officer to oversee the implementation and review of investment compliance rules and regulations. The successful candidate will be responsible for daily monitoring of pre and post-trade compliance, managing investment operational risk issues, and initiating enhancements to...

Compliance OfficerWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. As a Compliance Officer, you will be responsible for ensuring our company's compliance with regulatory requirements and industry standards.Key Responsibilities:Own, maintain, develop and review compliance policies, advising management on...

Job OverviewAJ FOX COMPLIANCE, a leading International Law Firm, is seeking an experienced Strategic Compliance Officer to join their Risk and Compliance team.The role involves providing expert guidance on regulatory risk and compliance matters, including conflicts and anti-money laundering (AML), to support senior management in managing professional risks...

About the OpportunityWe're looking for a Senior Manager, Investment Risk to join our Global Risk team in Fidelity. The role will support the oversight of fund market risk across all types of investment strategies, geographies, and global fund ranges.Using advanced analytics and risk frameworks, you will monitor risk concentrations and provide effective...

We are looking for a skilled Risk and Compliance Analyst to support our team at AJ Fox Compliance in ensuring compliance with relevant regulations. This is a hybrid role with three days based in the office and two days working from home.The successful candidate will have 1 year of experience working in professional services, including at least 6 months of...

Job Title: Chief Compliance OfficerOur client, a leading international banking organization, is seeking a highly skilled Chief Compliance Officer to join their team on a permanent basis.Key Responsibilities:Ensure all managers fulfill their responsibilities and oversee the implementation of compliance policies and procedures.Develop and maintain policies and...

Job OverviewWe are seeking a highly skilled Senior Compliance Risk Officer to join our team at American Century Investments. As a key member of our compliance department, you will be responsible for ensuring that our investment activities are in line with regulatory requirements and industry best practices.

Compliance Analyst RoleAJ FOX COMPLIANCE is seeking a skilled Compliance Analyst to join their London office. This role will support the Compliance team in all their legal and regulatory duties.Key Responsibilities:Conduct customer due diligence (CDD) for a wide range of clients, reviewing CDD materials and advising on any additional information...

At Citigroup Global Markets Limited, we are seeking a skilled Risk and Compliance Leader to join our Investment Banking team in London. As a Compliance AML Risk Management Senior Officer, you will be responsible for developing and implementing strategies to mitigate financial crime risks and ensure compliance with regulatory requirements.The successful...

Job DescriptionPacific Investment Management Co. is a leading investment manager that provides active fixed income solutions to clients globally. We are seeking a Compliance Officer to join our EMEA team in London and play a key role in maintaining a best-in-class Compliance program across PIMCO's EMEA operations.Key Responsibilities Oversee the testing and...

Job Title: Compliance Lawyer - Investment ExpertAt Canada Pension Plan Investment Board, we are seeking a highly skilled Compliance Lawyer - Investment Expert to join our team in London. As a key member of our global legal team, you will provide strategic, creative, and commercial transaction support and advice across a broad range of credit investment...

Fire Risk Assessor Job DescriptionWe are seeking a highly skilled Fire Risk Assessor to join our team at Marlowe Software, Risk and Compliance. As a Fire Risk Assessor, you will be responsible for conducting fire risk assessments and providing expert advice to our clients on fire safety and risk management.Key Responsibilities:Conduct fire risk assessments...

Job DescriptionWe are seeking a highly skilled professional with expertise in Anti-Money Laundering (AML) sanctions and compliance to join our team as a remote Compliance Officer at AJ Fox Compliance.In this role, you will be responsible for handling a broad range of compliance, conflicts, and AML issues, including the opportunity to handle escalations from...

Job DescriptionWe're seeking a highly skilled Senior Risk and Compliance Analyst to join our team at AJ Fox Compliance. This is a fantastic opportunity for someone looking to develop their compliance career and gain hands-on experience with a variety of compliance areas, including AML, conflicts management, and other regulatory matters.This diverse and...