Compliance Risk Management Senior Officer
1 week ago
We're seeking a highly skilled Senior Risk and Compliance Analyst to join our team at AJ Fox Compliance. This is a fantastic opportunity for someone looking to develop their compliance career and gain hands-on experience with a variety of compliance areas, including AML, conflicts management, and other regulatory matters.
This diverse and engaging role allows an ambitious individual to broaden their compliance expertise and enhance their knowledge and practical skills with exposure to a wide range of regulatory issues, beyond AML and conflicts.
Some key responsibilities:
- Conduct thorough AML checks, ensuring compliance with our firm's policies by reviewing documentation and performing risk assessments for new and reopened clients.
- Guide fee earners on AML requirements and assist in maintaining ongoing monitoring for higher-risk clients.
- Review conflict checks and manage queries from the Compliance team inbox, ensuring timely and accurate responses.
- Monitor compliance with engagement letters and maintain client and matter records.
- Supervise and train junior analysts, acting as the first point of escalation for their queries and concerns.
- Advise staff on compliance policies and best practices, conducting training sessions for new joiners and maintaining compliance registers.
- Collaborate with senior personnel on special projects to ensure smooth operations.
We're looking for someone with a strong background in risk and compliance, ideally with at least three years of experience within a law firm. You should be well-versed in AML and conflict management, confident in advising stakeholders, and comfortable handling escalations from junior team members.
We're after someone approachable and proactive, with excellent communication skills and a keen eye for detail. Someone driven, thriving in a fast-paced environment, and eager to grow with the team will excel in this role.
If you're looking to expand your compliance expertise and enjoy tackling regulatory challenges alongside your day-to-day AML and conflicts duties, we want to hear from you.
Please submit your CV for consideration.
-
Risk and Compliance Officer
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:We are seeking a highly skilled Risk and Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring the bank's compliance with regulatory requirements and identifying potential risks.Key Responsibilities:Monitor and report on compliance with regulatory requirements and bank...
-
Compliance Risk Manager
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Analyst Job DescriptionOur client, a leading Asset Manager based in London, is seeking a Compliance Analyst to join their team on a 12-month fixed-term contract.Key Responsibilities:Oversee and manage Front Office Systems to ensure compliance with regulatory requirements.Monitor and update Wall crossings and Front Office System lists to maintain...
-
Compliance Risk Manager
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Analyst Job DescriptionOur client, a leading Asset Manager based in London, is seeking a Compliance Analyst to join their team on a 12-month fixed-term contract.Key Responsibilities:Oversee and manage Front Office Systems to ensure compliance with regulatory requirements.Monitor and update Wall crossings and Front Office System lists to maintain...
-
Risk and Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Risk and Compliance OfficerWe are seeking a highly skilled Risk and Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring the bank's compliance with regulatory requirements and identifying potential risks.Key Responsibilities:Monitor and report on compliance with regulatory...
-
Risk and Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Risk and Compliance OfficerWe are seeking a highly skilled Risk and Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring the bank's compliance with regulatory requirements and identifying potential risks.Key Responsibilities:Monitor and report on compliance with regulatory...
-
AML Compliance Risk Manager
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Risk Officer Job DescriptionWe are seeking a highly skilled Compliance Risk Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring the bank's compliance with regulatory requirements and identifying potential risks.Key Responsibilities:Monitor and report on compliance with regulatory...
-
AML Compliance Risk Manager
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Risk Officer Job DescriptionWe are seeking a highly skilled Compliance Risk Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring the bank's compliance with regulatory requirements and identifying potential risks.Key Responsibilities:Monitor and report on compliance with regulatory...
-
AML Compliance Risk Manager
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: AML & Compliance Risk OfficerWe are seeking a highly skilled AML & Compliance Risk Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring the bank's compliance with regulatory requirements and identifying potential risks.Key Responsibilities:Monitor and report on compliance with regulatory...
-
AML Compliance Risk Manager
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: AML & Compliance Risk OfficerWe are seeking a highly skilled AML & Compliance Risk Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring the bank's compliance with regulatory requirements and identifying potential risks.Key Responsibilities:Monitor and report on compliance with regulatory...
-
AML Compliance Risk Manager
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: AML & Compliance Risk OfficerAbout the Role:We are seeking a highly skilled AML & Compliance Risk Officer to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring the bank's compliance with regulatory requirements and maintaining a strong risk-based approach to compliance...
-
AML Compliance Risk Manager
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: AML & Compliance Risk OfficerAbout the Role:We are seeking a highly skilled AML & Compliance Risk Officer to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring the bank's compliance with regulatory requirements and maintaining a strong risk-based approach to compliance...
-
Compliance Risk Manager
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeSenior Compliance Monitoring RoleWe are seeking a seasoned professional to join our Compliance Professionals team as a Senior Compliance Monitoring expert. This role will play a critical part in ensuring our organization's compliance with regulatory requirements and maintaining a strong risk management framework.Key Responsibilities:Develop and implement...
-
Compliance Risk Manager
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeSenior Compliance Monitoring RoleWe are seeking a seasoned professional to join our Compliance Professionals team as a Senior Compliance Monitoring expert. This role will play a critical part in ensuring our organization's compliance with regulatory requirements and maintaining a strong risk management framework.Key Responsibilities:Develop and implement...
-
Senior Compliance Officer
1 week ago
London, Greater London, United Kingdom Technology and Risk Recruitment LTD Full timeJob Title: Senior Compliance OfficerWe are seeking a highly skilled Senior Compliance Officer to join our team at Technology and Risk Recruitment LTD. As a Senior Compliance Officer, you will be responsible for developing and maintaining a strong understanding of our client's AML policies and procedures. You will also be responsible for keeping up to date...
-
Chief Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Wise Full timeJob Title: Chief Compliance OfficerWe are seeking a highly experienced Chief Compliance Officer to lead our global Compliance function. As a key member of our senior leadership team, you will be responsible for ensuring that our business meets and maintains the highest standards in professional conduct and quality, adhering to our legal and regulatory...
-
AML Compliance Risk Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: AML & Compliance Risk OfficerJob Summary:We are seeking a highly skilled AML & Compliance Risk Officer to join our team. The successful candidate will be responsible for ensuring the bank's compliance with regulatory requirements and identifying and mitigating risks associated with financial crime.Key Responsibilities:Conduct risk assessments and...
-
AML Compliance Risk Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: AML & Compliance Risk OfficerJob Summary:We are seeking a highly skilled AML & Compliance Risk Officer to join our team. The successful candidate will be responsible for ensuring the bank's compliance with regulatory requirements and identifying and mitigating risks associated with financial crime.Key Responsibilities:Conduct risk assessments and...
-
Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that requires strong communication and organizational skills.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the...
-
Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that requires strong communication and organizational skills.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the...
-
Senior Risk Compliance Specialist
1 week ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionWe are seeking a Senior Risk Compliance Specialist to join our team at AJ FOX COMPLIANCE. The ideal candidate will have 5 years of risk-focused PQE and extensive knowledge of legal/regulatory compliance gained from a leading, international law firm.The role will be varied, contributing to the management and smooth operation of the firm...
