Assistant Vice President of Financial Crimes Compliance

6 days ago

London, Greater London, United Kingdom MUFG Americas Full time
Job Title: Assistant Vice President of Financial Crimes Compliance

MUFG Americas is seeking an experienced Assistant Vice President of Financial Crimes Compliance to join our team. As a key member of our Global Financial Crimes Compliance Testing Department, you will be responsible for executing testing of Financial Crime systems and tools in accordance with the Global testing plan, for MUFG branches across EMEA region.

Main Responsibilities:
  • Assist in performing enterprise IT application(s) testing, document process flow(s), fully understand the IT compliance component, and analyse data input(s) and output(s).
  • Perform systems testing to ensure the completeness and accuracy of transaction data from primary source systems to AML/KYC and sanctions screening systems such as HotScan, Fircosoft, Actimize or other systems.
  • Perform data analysis of financial payment messages.
  • Execute and administer all the phases of projects (including planning, fieldwork, and reporting) and stakeholder engagements, as well as interacting with local business, technology and Head Office teams where necessary.
  • Assist in the identification of controls and compliance issues, assess and document the related risk, and make reasonable recommendations for resolution.
  • Support with validations of issues raised by S&T, as well as any regulatory issues where GFCCT S&T may have oversight or may be required to assist.
  • Assist in other projects or related duties as required.
  • Provide training to new joiners or more junior members of the team.
Requirements:
  • Evidential and relevant experience in the financial services industry, with focus on financial crime related systems.
  • Sound experience of data analytics work in an IT auditing environment that includes testing of data from perspective of data quality and data integrity.
  • Knowledge of working with various database formats such as DB2, Oracle and file formats such as txt, XML and delimited files and conducting data analysis and documentation.
  • Familiar with handling various complex data formats, data mapping and data lineage concepts.
  • Strong data analytics experience using SQL and related tools.
  • Proficiency in Microsoft Office Suite (i.e. Excel, Access, PowerPoint, Word, VBA scripting).
  • Strong ability to drive complex discussions with management and stakeholders.
  • Up to 10% travel may be required, domestic and international.
About MUFG Americas:

MUFG Americas is committed to embracing diversity and building an inclusive culture where all employees are valued, respected and their opinions count. We support the principles of equality, diversity and inclusion in recruitment and employment, and oppose all forms of discrimination on the grounds of age, sex, gender, sexual orientation, disability, pregnancy and maternity, race, gender reassignment, religion or belief and marriage or civil partnership.

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