Regulatory Compliance Specialist

4 days ago


London, Greater London, United Kingdom Mason Blake Full time

About the Role

We are seeking a skilled Regulatory Compliance Specialist to join our team on a one-year contract. This is an excellent opportunity for a determined, highly-analytical professional to develop incredible skills in investment compliance.

The ideal candidate will have experience working in an investment compliance role with an asset manager and a working knowledge of various asset classes. The successful candidate will be responsible for ensuring trades and transactions are compliant with regulatory requirements.

Key Responsibilities:

  • Pre & post-trade monitoring covering all asset classes, including investor support.
  • Maintaining the compliance monitoring system.

The salary for this position is estimated at £45,000 - £55,000 per annum, depending on experience. Mason Blake acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. We welcome applications from motivated individuals who are passionate about investment compliance.



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