Regulatory Compliance Expert for Client Assets

About the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

Role OverviewVixio Regulatory Intelligence is seeking a highly skilled Regulatory Compliance Expert to lead the development of a premium technical compliance solution.The ideal candidate will have experience in compliance roles at regulated gambling operators or technology providers and possess strong communication skills.

Company OverviewSelby Jennings is a leading recruitment agency in London, providing expert solutions for asset management professionals.Job SummaryWe are seeking a highly experienced Associate Director, Regulatory Advisor to join our dynamic team. As a key member of our regulatory advisory group, you will provide expert guidance on regulatory frameworks...

Senior Associate - Financial Services Regulatory TeamWe are seeking a Senior Associate to join our Financial Services Regulatory team in London, focusing on FinTech, payments & digital assets practice. Key responsibilities include:Leading high-profile regulatory projects for clients.Managing junior resources and providing guidance in complex regulatory...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Expert to join our team at SEI Investments. This is a fantastic opportunity to work with a leading global provider of asset management and investment technology solutions.About the RoleThe successful candidate will be responsible for providing regulatory advice and guidance to our Asset...

As a global asset management firm, we are seeking an experienced Regulatory Compliance Lead to cover a 12-month maternity leave. This role is a fantastic opportunity for you to make a significant impact on our company's regulatory compliance framework.We are looking for someone who has in-depth knowledge of regulatory topics such as Market Abuse, Client...

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

Job OverviewWe are seeking a seasoned Compliance Expert to lead our risk and compliance team at AJ FOX COMPLIANCE in London. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The successful candidate will oversee the client onboarding process, ensuring all...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Expert to join our team in London. The successful candidate will be responsible for managing key elements of Carlyle's compliance program and supporting the development and implementation of the regulatory compliance platform.ResponsibilitiesDevelop and implement compliance strategies to...

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

Company OverviewSelby Jennings is a leading financial services recruitment firm that connects talented professionals with top companies in the industry.SalaryThe estimated salary range for this role is £120,000 - £180,000 per annum, depending on experience.Job DescriptionRegulatory Guidance and SupportAs an Associate Director, Regulatory Advisor at Selby...

Job Description:">AJ Fox Compliance is seeking a highly skilled AML Compliance Associate to join their legal team in London. As a key member of the Compliance team, you will be responsible for supporting the team in all their legal and regulatory duties.">Key Responsibilities:">">Perform risk assessments at client onboarding and during updates of CDD...

Job DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...

Job Title: UK Regulatory ExpertSalary Range: £90,000 - £120,000 per annumJob Description:We have been retained by our client, a growing international payments business with an exciting vision, to find a Head of UK Compliance to help drive forward their expanding business.Key Responsibilities:Reviewing and analysing regulatory changes and new rules from the...

Job DescriptionWe are partnering with a global alternative asset manager to hire a Regulatory Compliance Specialist - Real Assets. The role will report directly into the Head of Compliance and form part of a wider team.This is a key position supporting the Real Assets business (Real Estate, Infrastructure, Natural Resources, and Energy) by providing expert...

We are seeking a Compliance Expert to support AJ FOX COMPLIANCE in ensuring the highest standards of regulatory compliance across our operations.The ideal candidate will have strong knowledge of CQS, Lexcel, and SRA Regulations, with proven experience in compliance within the legal sector.Provide guidance to clients on acquiring and maintaining Legal Aid...

About the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...

We are seeking an experienced Associate Director, Regulatory Advisor to join our dynamic team at Selby Jennings in London. This senior role will focus on providing regulatory guidance and support within the asset management sector, ensuring compliance with relevant regulations while enhancing our strategic objectives in public and private markets.Key...

Job OverviewMRA Search is delighted to present a senior regulatory compliance opportunity for a seasoned lawyer to join the legal team of a reputable wealth and asset manager based in London.The role requires a strong understanding of regulatory matters, with 6+ years of post-qualification experience and relevant exposure from a regulated institution.Key...