Compliance Risk Manager
4 weeks ago
We offer a competitive salary of $80,000 - $120,000 per annum.
About UsArch Capital Group is a dynamic organization that values collaboration, expertise, and innovation. Our mission is to promote progress and inspire our clients, employees, investors, and communities to achieve their greatest potential.
Job Description:
We are seeking a skilled Compliance Analyst to join our team. In this role, you will contribute to the delivery of Compliance Plan activity and support the development of compliance reports updating the business on the functions' progress towards its Annual Compliance Plan.
Key Responsibilities:
- Promote a compliance culture by proactively identifying and addressing compliance risks, raising awareness of compliance matters, and encouraging adherence to applicable laws and regulations.
- Drive improvements in areas of responsibility and propose changes to improve compliance and business efficiency.
- Assist the Senior Compliance Manager with overseeing and enhancing the Compliance Framework.
- Provide guidance on financial crime and international sanctions regulations.
- Assist the Senior Compliance Manager with overseeing the product and distribution arrangement within Arch by carrying out second-line of defense product/binder reviews to assess compliance with internal controls and regulatory requirements.
- Work together with Arch HR (training and development) to develop and deliver all regulatory and compliance e-learning to ensure staff meet with regulatory training requirements. Deliver ad-hoc in-person training as and when required.
- Review and maintain compliance policies, procedures, and guidance documents to align with regulatory changes and industry best practices.
- Review and approve financial promotions to ensure compliance with regulatory standards and marketing guidelines.
- Maintain the Compliance Intranet page, coordinating inputs and content from other team members.
- Coordinate the production and distribution of compliance materials and papers for relevant Committee and Board submissions.
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