Compliance Manager, Private Asset Portfolio Specialist

4 weeks ago

London, Greater London, United Kingdom AXA Group Full time

AXA IM Compliance Manager, Private Assets Job Description



The Compliance Manager, Private Assets will report to our Senior Compliance Manager and be part of the AXA IM Global General Secretary. This role will cover the UK Compliance Advisory team for Alternatives and Prime expertise in the UK, focusing on Real Estate, Infrastructure debt, Infrastructure equity, private equity, private debt, and hedge funds.




  2. Key Responsibilities: Be the UK Compliance Advisory team representative for Alternatives and Prime expertise, covering Real Estate, Infrastructure debt, Infrastructure equity, private equity, private debt, and hedge funds.
  3. Provide accurate and timely advice and training to the UK Regulated Entities to facilitate their adherence to UK Compliance policies and Global standards.
  4. Identify regulatory changes in relevant business areas and effectively communicate these to the business.
  5. Assist with the implementation of regulatory developments, working collaboratively with the business to facilitate impact assessments, gap analysis, and relevant implementation requirements.
  6. Assist in projects to provide compliance analysis and review of new business initiatives and developments of AXA IM in the UK.
  7. Build a close working relationship with Investment Teams across the business (UK and globally) and Compliance colleagues in various global locations.
  8. Prepare and complete client reporting and regulatory reporting, including filing a Form ADV with the SEC as AXA IM UK is registered with the SEC as an exempt reporting adviser.
  9. Assist the Senior Compliance Advisory manager in leading the day-to-day activities of the Compliance Advisory Team.


About AXA IM



AXA IM is an equal opportunity employer and encourages candidates with disabilities or any other protected characteristic to apply. AXA IM is committed to providing reasonable accommodation to qualified applicants and employees with disabilities, when needed, to apply for a position or to perform essential job functions.



Requirements




  2. Significant proven asset management experience largely gained in a Compliance function, in an investment management environment with exposure and familiarity in managing related retail and institutional compliance issues.
  3. Experience and knowledge of alternatives investment business, including Real Assets, private equity, Infrastructure, hedge funds, and private debt.


Key Skills:




  2. Thorough understanding of the investment management business servicing both institutional and retail clients, with a particular focus on alternative investments.
  3. Technical regulatory expert (with previous experience) of Real Assets, Alternative, and Private Equity Investment management regulation.
  4. The ability to build business relationships with senior stakeholders.
  5. Effective communication with all areas of the business.


Join AXA IM



AXA IM is a global leader in insurance and asset management, with 160,000 employees serving 105 million customers in 62 countries. We protect and advise our clients at every stage of their lives, offering products and services that meet their needs in the areas of insurance, personal protection, savings, and asset management. Our conviction-led approach enables us to uncover what we believe to be the best global investment opportunities across alternative and core asset classes.

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