Paraplanning Professional

1 week ago


Wolverhampton, Wolverhampton, United Kingdom Retaind Limited Full time

**Job Description:** Compliance Specialist

Retaind Limited is looking for a highly experienced Compliance Specialist to join our team in Pattingham, near Wolverhampton.

**Role Overview:**

  • We are seeking a skilled Compliance Specialist with a strong background in financial services regulations to join our team.

**Key Responsibilities:

  1. Work closely with the Paraplanning Lead to prepare and draft compliant client reports.
  2. Provide technical support to advisors and directors in informing and advising on financial planning factors.
  3. Organize reports and illustrations in a timely and accurate manner to ensure business can be processed efficiently.
  4. Input CFR documentation onto salesforce.
  5. Analyze financial products to meet client requirements and objectives.
  6. Produce accurate Inheritance Tax calculations and cash flow models.
  7. Prepare and produce suitability letters, reports, and illustrations.
  8. Ensure end-to-end compliance process is followed.

**Requirements:**

  • 2-5 years previous Paraplanning experience in a similar environment.
  • Diploma or equivalent qualification in Paraplanning required.
  • Excellent communication and relationship building skills.
  • Ability to work using own initiative and as part of a wider team.

**Salary Estimate:** £38,000 - £43,000 per annum based on experience. As a key member of our team, we aim to attract and retain top talent with a competitive salary range.



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