Compliance Specialist for Investment Manager

JCR Talent, your expert partner for CASS and compliance recruitment, presents an exciting opportunity for an Investment Compliance Specialist.About the Role:To provide comprehensive regulatory expertise to our client, helping them build innovative investing products that deliver great customer outcomes.Develop and maintain effective relationships across the...

Role OverviewAn Investment Compliance Specialist is sought to join the Investment Guideline Compliance team at Janus Henderson, a leading global investment manager.

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

JCR Talent is delighted to be partnering with a leading Investments firm as they seek an experienced Compliance Manager.Key Responsibilities:Provide expert guidance to the business on regulatory matters, ensuring that investing products meet customer needs and comply with relevant requirements.Establish and maintain strong relationships throughout the...

{"Job Title": "Compliance Manager", "Job Overview": "We are seeking a Compliance Manager to join our team at AXA Investment Managers. This is a critical role that will involve managing compliance advisory teams and providing senior compliance advice to our UK entities.", "Key Responsibilities": "Manage a team of 5 direct reports, providing guidance and...

At the AXA Group, our purpose is to act for human progress by investing for what matters. We actively invest for the long-term to help our clients, our people, and the world prosper.We are seeking a highly skilled Investment Compliance Specialist to join our team in London. This role will be responsible for providing accurate and timely advice and training...

Job Summary We are seeking a highly skilled Compliance Senior Manager to join our team at AXA Investment Managers. As a key member of our Compliance Department, you will be responsible for managing the compliance advisory team and providing expert advice on regulatory matters to our investment management business. Key Responsibilities Manage a team of...

Company OverviewWe are a global banking group, offering Corporate/Private Banking and Asset Management services in the UK market.About the RoleThis is an exciting opportunity to join our team as a Regulatory Affairs Specialist in the Compliance Monitoring department. As a key member of our team, you will play a vital role in ensuring adherence to regulatory...

A leading investment management company based in London is seeking a Senior Investment Compliance Analyst to join their team.Job DescriptionThe ideal candidate will take responsibility for implementing and reviewing investment compliance rules and regulations, overseeing daily monitoring of pre and post trade compliance, managing investment operational risk...

Job Title: Senior Wealth Management Compliance SpecialistJob Summary: We are seeking a highly skilled Senior Wealth Management Compliance Specialist to join our team at Compliance Professionals. As a Senior Wealth Management Compliance Specialist, you will be responsible for leading the onboarding process for wealth management clients, ensuring compliance...

About the RoleS.R Investment Partners is looking for a Data-Driven Investment Specialist to join our team. As a key member of our investment team, you will be responsible for researching and developing advanced trading strategies.Key responsibilities include:Managing all aspects of the research processImprovement of existing strategiesDevelopment of new...

At Compliance Professionals, we are currently seeking a highly skilled Anti-Money Laundering Compliance Specialist to join our team as a Vice President. This is a 12-month fixed-term contract opportunity.About the RoleThis role will be part of our EMEA Financial Crime Team, responsible for managing the financial crime compliance program, including Anti-Money...

About Insight InvestmentInsight Investment is a renowned asset manager, dedicated to crafting investment solutions that meet the evolving needs of its clients.

Key ResponsibilitiesThe ESG Integration & Affiliate Advisory Lead will be responsible for:Developing NIM's sustainable investment approaches and methodologies;Providing technical expertise in shaping NIM's approach to key sustainability methodologies and topics;Establishing and monitoring NIM's desired positioning on key sustainability topics relative to...

Established in 2009, Gresham Hunt is a specialist recruitment agency partnered with a leading global investment management firm. This role offers the opportunity to work closely with their Compliance team, providing timely and accurate advice on regulations.We are looking for a highly experienced Senior Compliance Officer to join their team in London. As a...

Job TitleCompliance Director - Financial Crime SpecialistCompany OverviewOur client is a leading global investment management business with offices in the West End. We have been exclusively instructed to assist with their hire of a Compliance Director on a 13-month fixed-term contract.About the RoleThe Compliance Director will work within the region to...

Compliance Manager Job DescriptionJCR Talent is delighted to be partnering with an award-winning Investments firm as they seek a Compliance Manager to join their team.As a Compliance Manager, you will play a vital role in advising the business to develop great investing products that meet customer needs. Your responsibilities will include:Providing...

About the RoleWe are seeking a seasoned Investment Fund Compliance Specialist to join our team at Titan Wealth Holdings Limited. This is an exciting opportunity to leverage your expertise in fund compliance and regulatory affairs to support our business growth.As a key member of our compliance team, you will play a crucial role in ensuring that our...

Job Description:We are seeking a highly motivated and experienced Compliance Specialist to join our Wealth & Consumer Finance Practice. The successful candidate will provide regulatory advisory services, guidance, and delivery of ongoing support engagements to our wealth and investment management clients.Main Responsibilities:Provide high-quality advice and...

**About Us**Compliance Professionals is a rapidly growing electronic brokerage firm based in the City.Job Description:We are looking for a skilled Aircraft Compliance Specialist to join our team based in London. As an Aircraft Compliance Specialist, you will be responsible for driving compliance oversight through the testing and monitoring programme.The...