Compliance Officer Lead
1 month ago
Recruit Wealth Ltd is seeking a seasoned Financial Services compliance professional to oversee regulatory matters, working closely with the senior leadership team.
Key Responsibilities- Ensure the firm's compliance with the Financial Services and Markets Act 2000, FCA Conduct rules, and Statements of Principle & Code of Practice.
- Stay up-to-date with relevant regulatory, product, legislative, and technical requirements.
- Implement and review appropriate systems and controls covering all areas of the firm's business activities.
The ideal candidate will possess excellent Financial Services compliance experience, particularly in Financial Planning/Wealth Management. The company offers a competitive salary (£50,000 - £65,000), benefits package, company bonus, and hybrid working arrangement.
About the CompanyRecruit Wealth Ltd has an excellent staff retention rate, providing opportunities for growth and collaboration in a professional working culture.
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