Financial Planning Compliance Specialist
1 month ago
We are looking for a skilled Compliance Officer to join our team at Recruit Wealth Ltd. This role involves overseeing compliance, T&C, and AML matters, while collaborating with the senior leadership team.
Responsibilities- Monitor and report on compliance issues to the Leadership team on a monthly basis.
- Review and sign-off financial promotions.
- Assess adviser conduct metrics against pre-defined KPIs.
The successful candidate will have experience in Financial Planning/Wealth Management compliance and a strong understanding of regulatory requirements. We offer a comprehensive salary (£55,000 - £70,000), benefits package, company bonus, and flexible working arrangements.
About Our TeamAt Recruit Wealth Ltd, we value our employees' contributions and provide opportunities for growth and development in a collaborative work environment.
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