Financial Planning Compliance Specialist

1 month ago


Hatching Green, United Kingdom Recruit Wealth Ltd Full time

We are looking for a skilled Compliance Officer to join our team at Recruit Wealth Ltd. This role involves overseeing compliance, T&C, and AML matters, while collaborating with the senior leadership team.

Responsibilities
  1. Monitor and report on compliance issues to the Leadership team on a monthly basis.
  2. Review and sign-off financial promotions.
  3. Assess adviser conduct metrics against pre-defined KPIs.

The successful candidate will have experience in Financial Planning/Wealth Management compliance and a strong understanding of regulatory requirements. We offer a comprehensive salary (£55,000 - £70,000), benefits package, company bonus, and flexible working arrangements.

About Our Team

At Recruit Wealth Ltd, we value our employees' contributions and provide opportunities for growth and development in a collaborative work environment.



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