Senior Compliance and Governance Professional

AJ FOX COMPLIANCE is seeking a talented Compliance and Governance Professional to join their Risk & Compliance team in London.The successful candidate will have experience in law firm regulation, complaints handling or commercial contracts, and be able to assist Senior staff in addressing strategic and operational issues.Responsibilities include...

Job Overview:As a Senior Governance and Compliance Officer at AJ FOX COMPLIANCE, you will play a key role in ensuring that our organization meets its regulatory obligations and maintains the highest standards of governance and compliance. This is an exciting opportunity for someone who is passionate about risk management, governance, and compliance.About...

We're seeking a highly experienced Senior Governance and Compliance Advisor to join our team at AJ FOX COMPLIANCE. As a key member of our governance function, you'll play a critical role in ensuring our business operates with the highest standards of ethics and compliance.Your expertise in governance and compliance will be invaluable in helping us navigate...

Job OverviewCareer opportunities have arisen for a Compliance Governance Specialist to join our team at Compliance Professionals. Based in London, this role will suit an individual with experience in Public Markets.About the RoleThis is a senior leadership position that requires the successful candidate to maintain policies and procedures governing IPO and...

At AJ FOX COMPLIANCE, we value our employees' skills and experience. We are seeking a talented Risk Governance Professional to join our team and contribute to our ongoing success.About the RoleThis is a challenging role that requires a strong understanding of risk governance principles and compliance best practices. As a Risk Governance Professional, you...

Job OverviewAJ Fox Compliance is a leading law firm dedicated to providing expert risk management and compliance services. We're currently seeking a skilled Compliance Governance Executive to join our team.The estimated annual salary for this position is around $125,000, based on industry standards. As a key member of our team, you'll collaborate with senior...

Job Summary:We are seeking an experienced Compliance and Governance Lead to join our client's team. As a key member of the senior leadership, you will be responsible for ensuring the organization's compliance with regulatory requirements and developing effective governance practices.Key Accountabilities:- Develop and implement effective compliance policies...

Job OverviewA Corporate Governance Professional is needed by AJ FOX COMPLIANCE to support their legal team in London.Main Responsibilities:Carry out comprehensive client due diligence.Undertake risk assessments at client onboarding and updates to ensure compliance.Use external databases and conduct media research on prospective clients.Draft communications...

We are seeking a highly skilled Head of Governance and Compliance to join our team at Compliance Professionals. As the Global Head of Compliance, you will be responsible for managing global regulatory relationships, advisory coverage of all business desks globally in conjunction with local Compliance Officers, and oversight of global regulatory developments...

Senior Governance and Compliance ProfessionalWe are seeking a Senior Governance and Compliance Professional with expertise in IBM OpenPages to join our team at Maclean Moore Ltd. This is an exciting opportunity to work on long-term contracts in London, with the possibility of hybrid working arrangements.The successful candidate will be responsible for...

Job Role and ResponsibilitiesWe are looking for a seasoned Senior Conflicts Analyst to work closely with our compliance teams in London. The successful candidate will have a proven track record in conflicts analysis and the ability to communicate effectively with senior stakeholders.Main duties include:Reviewing and resolving conflicts results, including...

Job SummaryAJ FOX COMPLIANCE is seeking a highly skilled AML and Governance Professional to join their team in London.The ideal candidate will have experience in law firm risk and compliance, a solid understanding of AML and counter-terrorist financing, and familiarity with AML databases.This is an exciting opportunity for a professional to develop their...

Are you looking for a challenging role that leverages your expertise in compliance? Hays Senior Finance seeks a talented AML Governance Professional to lead compliance efforts in the UK and Ireland region.About Hays Senior FinanceThis prominent logistics business operates globally, with a strong focus on sustainability. They strive to reduce their carbon...

Job OverviewWe are seeking an experienced professional to lead our Process Governance & Standards Compliance Team at the Risk & Compliance Platform. As a Process Governance & Standards Compliance Lead, you will be responsible for ensuring effective planning and execution of the QHSSE Internal Audit Programme, liaising with internal compliance functions and...

About AJ FOX COMPLIANCEAJ FOX COMPLIANCE is a reputable company that prioritizes ethics and governance. We are currently seeking a Senior Compliance Executive to join our team. The ideal candidate will be responsible for ensuring compliance with relevant legal, regulatory, and professional standards, as well as collaborating with senior leadership to drive...

About the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...

We are seeking a Global Governance Specialist to join our team at Compliance Professionals. As a key member of our leadership team, you will be responsible for driving the development and implementation of our global governance strategy.About the RoleThis is a senior leadership position that requires demonstrated broking/prime broking experience. You will...

Required Skills and Qualifications:Maintaining policies, procedures, systems and controls governing IPO and divestment activities requires a high level of expertise.The successful candidate will oversee surveillance protocols to ensure CSG compliance with applicable conduct of business rules, including e-comm surveillance, recorded lines, transaction record...

Compliance and Governance Professional:We are seeking a Compliance and Governance Professional to join our Prudential Risk team. As a key member of the team, you will contribute to the strategic success of European financial entities by developing your expertise in financial services governance.About the Role:Your role will involve coordinating key...

**Job Summary**We are seeking a highly skilled Compliance Governance Manager to join our team in London. The successful candidate will be responsible for executing all testing and monitoring activities in a timely and thorough manner in accordance with industry standards.The ideal candidate will have a pragmatic, commercial and creative approach to problem...