Senior Ethics and Governance Specialist
6 days ago
AJ FOX COMPLIANCE is a reputable company that prioritizes ethics and governance. We are currently seeking a Senior Compliance Executive to join our team. The ideal candidate will be responsible for ensuring compliance with relevant legal, regulatory, and professional standards, as well as collaborating with senior leadership to drive meaningful change.
Job Responsibilities
The successful candidate will be tasked with advising on legal, ethical, and regulatory matters, developing and implementing effective compliance strategies, delivering training programs focused on risk and compliance, and overseeing the review and management of AML and counter-terrorism financing measures. Additionally, they will supervise file review systems, investigate incidents, manage complaints, and analyse trends. Leadership of the Customer Service Focus Group and management of the firm's Customer Service Excellence Accreditation are also essential aspects of this role.
Key Qualifications
To excel in this position, candidates must have a proven track record of risk management, exceptional analytical skills, and excellent communication abilities. They should be passionate about ethics, governance, and compliance, with a strong commitment to maintaining the highest standards. We estimate the salary range for this position to be between $150,000 and $220,000 annually, commensurate with experience.
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Ethics and Governance Specialist
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