Compliance and Governance Professional

AJ FOX COMPLIANCE is seeking a talented Compliance and Governance Professional to join their Risk & Compliance team in London.The successful candidate will have experience in law firm regulation, complaints handling or commercial contracts, and be able to assist Senior staff in addressing strategic and operational issues.Responsibilities include...

Job OverviewCareer opportunities have arisen for a Compliance Governance Specialist to join our team at Compliance Professionals. Based in London, this role will suit an individual with experience in Public Markets.About the RoleThis is a senior leadership position that requires the successful candidate to maintain policies and procedures governing IPO and...

We are seeking a highly skilled Head of Governance and Compliance to join our team at Compliance Professionals. As the Global Head of Compliance, you will be responsible for managing global regulatory relationships, advisory coverage of all business desks globally in conjunction with local Compliance Officers, and oversight of global regulatory developments...

Job Overview:As a Senior Governance and Compliance Officer at AJ FOX COMPLIANCE, you will play a key role in ensuring that our organization meets its regulatory obligations and maintains the highest standards of governance and compliance. This is an exciting opportunity for someone who is passionate about risk management, governance, and compliance.About...

We're seeking a highly experienced Senior Governance and Compliance Advisor to join our team at AJ FOX COMPLIANCE. As a key member of our governance function, you'll play a critical role in ensuring our business operates with the highest standards of ethics and compliance.Your expertise in governance and compliance will be invaluable in helping us navigate...

At AJ FOX COMPLIANCE, we value our employees' skills and experience. We are seeking a talented Risk Governance Professional to join our team and contribute to our ongoing success.About the RoleThis is a challenging role that requires a strong understanding of risk governance principles and compliance best practices. As a Risk Governance Professional, you...

Job OverviewWe are seeking an experienced professional to lead our Process Governance & Standards Compliance Team at the Risk & Compliance Platform. As a Process Governance & Standards Compliance Lead, you will be responsible for ensuring effective planning and execution of the QHSSE Internal Audit Programme, liaising with internal compliance functions and...

About the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...

Job OverviewAJ Fox Compliance is a leading law firm dedicated to providing expert risk management and compliance services. We're currently seeking a skilled Compliance Governance Executive to join our team.The estimated annual salary for this position is around $125,000, based on industry standards. As a key member of our team, you'll collaborate with senior...

Required Skills and Qualifications:Maintaining policies, procedures, systems and controls governing IPO and divestment activities requires a high level of expertise.The successful candidate will oversee surveillance protocols to ensure CSG compliance with applicable conduct of business rules, including e-comm surveillance, recorded lines, transaction record...

**Job Summary**We are seeking a highly skilled Compliance Governance Manager to join our team in London. The successful candidate will be responsible for executing all testing and monitoring activities in a timely and thorough manner in accordance with industry standards.The ideal candidate will have a pragmatic, commercial and creative approach to problem...

About the Role: AJ FOX COMPLIANCE is currently seeking a talented Compliance and Data Governance Lead to join our dedicated team. As a key member of our organisation, you will be responsible for developing and implementing robust data governance frameworks that align with industry standards and regulatory requirements.In this significant role, you...

Job OverviewA Corporate Governance Professional is needed by AJ FOX COMPLIANCE to support their legal team in London.Main Responsibilities:Carry out comprehensive client due diligence.Undertake risk assessments at client onboarding and updates to ensure compliance.Use external databases and conduct media research on prospective clients.Draft communications...

The London Governance & Compliance Academy is seeking an experienced professional to manage its student support services. As a Business Development Manager, you will be responsible for building and maintaining relationships with clients, offering guidance and support throughout their students' journeys.Key ResponsibilitiesYou will work closely with a...

Job SummaryAJ FOX COMPLIANCE is seeking a highly skilled AML and Governance Professional to join their team in London.The ideal candidate will have experience in law firm risk and compliance, a solid understanding of AML and counter-terrorist financing, and familiarity with AML databases.This is an exciting opportunity for a professional to develop their...

Sector: LegalWe are looking for a talented Governance and Compliance Professional to join our client in Oxfordshire. As a key member of the team, you will be responsible for leading governance matters and overseeing the preparation of annual reports and statutory accounts.A salary of £55,000 is estimated, reflecting the importance of this role in...

Job Role and ResponsibilitiesWe are looking for a seasoned Senior Conflicts Analyst to work closely with our compliance teams in London. The successful candidate will have a proven track record in conflicts analysis and the ability to communicate effectively with senior stakeholders.Main duties include:Reviewing and resolving conflicts results, including...

Job Title: Business Development ProfessionalAbout the Role: We are seeking an experienced Business Development Manager to join our team at the London Governance & Compliance Academy. This is a unique opportunity for a talented individual to contribute to the growth and development of our organisation.Responsibilities:Manage all inbound queries from existing...

We are seeking a Global Governance Specialist to join our team at Compliance Professionals. As a key member of our leadership team, you will be responsible for driving the development and implementation of our global governance strategy.About the RoleThis is a senior leadership position that requires demonstrated broking/prime broking experience. You will...

Government Compliance ProfessionalHolt Executive Ltd seeks an accomplished Government Compliance Professional to oversee licensing and regulatory affairs.This role offers a chance to contribute significantly to the company's success by ensuring compliance and maintaining robust licensing systems for a leading telecommunications provider.Key...