Financial Services Compliance Officer

Senior Paraplanner OpportunityWe are seeking a highly skilled Senior Paraplanner to join our team at Financial Divisions. As a Senior Paraplanner, you will play a key role in providing full paraplanning support to our senior Financial Planners, producing high-quality financial plans for clients.Key ResponsibilitiesProvide comprehensive paraplanning support...

Senior Paraplanner OpportunityWe are seeking a highly skilled Senior Paraplanner to join our team at Financial Divisions. As a Senior Paraplanner, you will play a key role in providing full paraplanning support to our senior Financial Planners, producing high-quality financial plans for clients.Key ResponsibilitiesProvide comprehensive paraplanning support...

Compliance Manager Job DescriptionNLB Solutions is seeking a seasoned Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring our financial services business adheres to all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance procedures to mitigate regulatory...

Compliance Manager Job DescriptionNLB Solutions is seeking a seasoned Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring our financial services business adheres to all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance procedures to mitigate regulatory...

Compliance Manager Job DescriptionNLB Solutions is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our financial services business operates in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance...

Compliance Manager Job DescriptionNLB Solutions is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our financial services business operates in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance...

NLB Solutions is seeking a seasoned Compliance Manager to join their team. As a key member of the organization, you will report directly to the CFO and lead a small team responsible for ensuring the company's compliance with regulatory requirements.The ideal candidate will have at least 5 years of experience in Financial Services, preferably in the...

Job DescriptionAs a Compliance Manager at Outsourced Professional Administration Limited (OPAL), you will play a critical role in ensuring the firm's compliance with regulatory requirements. Your primary responsibility will be to provide a Compliance and Risk service to the firm and its employees, ensuring all relevant activities adhere to appropriate...

Job Mission:To provide a Compliance and Risk service to the Directors and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements.Lead and manage the Compliance team to ensure procedures and services delivered adhere to the regulations that apply to a regulated financial services business.Ensure all...

Compliance Manager Abacus Consulting is seeking a highly skilled Compliance Manager to join our team in St Albans. As a Compliance Manager, you will play a critical role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and anti-money laundering. The successful candidate will be...

Compliance Manager Abacus Consulting is seeking a highly skilled Compliance Manager to join our team in St Albans. As a Compliance Manager, you will play a critical role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and anti-money laundering. The successful candidate will be...

Recruit Wealth Ltd is seeking a highly skilled Compliance Officer to oversee compliance, T&C, and AML, working closely with the senior leadership team.Key responsibilities include ensuring the company operates within the guidelines of the Financial Conduct Authority by implementing and overseeing compliance policies and procedures.Compliance:Comply with the...

Compliance Manager RoleAbacus Consulting is seeking a highly skilled Compliance Manager to join our team in St Albans. As a Compliance Manager, you will be responsible for ensuring all regulatory requirements are met, including FCA obligations, Data Protection, Fraud Prevention, and anti-money laundering.The ideal candidate will have a minimum of 5 years'...

Compliance Manager RoleAbacus Consulting is seeking a highly skilled Compliance Manager to join our team in St Albans. As a Compliance Manager, you will be responsible for ensuring all regulatory requirements are met, including FCA obligations, Data Protection, Fraud Prevention, and anti-money laundering.The ideal candidate will have a minimum of 5 years'...

Compliance Manager RoleAbacus Consulting is seeking a highly skilled Compliance Manager to join our team in St Albans. As a Compliance Manager, you will be responsible for ensuring all regulatory requirements are met, including FCA obligations, Data Protection, Fraud Prevention, and anti-money laundering.The ideal candidate will have a minimum of 5 years'...

Compliance Manager RoleAbacus Consulting is seeking a highly skilled Compliance Manager to join our team in St Albans. As a Compliance Manager, you will be responsible for ensuring all regulatory requirements are met, including FCA obligations, Data Protection, Fraud Prevention, and anti-money laundering.The ideal candidate will have a minimum of 5 years'...

Compliance ManagerAbacus Consulting is seeking a highly skilled Compliance Manager to join our team in St Albans. As a Compliance Manager, you will play a critical role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and anti-money laundering measures.Key Responsibilities:Develop and...

Compliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and Consumer...

Compliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and Consumer...

Compliance Manager Job DescriptionNLB Solutions is seeking a seasoned Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring our financial services business adheres to all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance procedures to mitigate regulatory...