Aircraft Compliance Officer

2 weeks ago


St Albans, Hertfordshire, United Kingdom CV Library Full time
Compliance Manager Job Description

CV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and Consumer Duty Basic Principles.

Key Responsibilities:
  • Develop and implement effective compliance procedures to ensure regulatory engagement and monitoring activity.
  • Provide expert advice and guidance on Compliance and AML oversight, Data Protection, and regulatory returns.
  • Contribute to the Compliance Monitoring Plan to analyze our compliance with regulatory requirements.
  • Maintain the company's Breach Register, ensuring breaches are reported and completed to a high standard.
Requirements:
  • Minimum 5 years' experience in Financial Services, preferably in the Investment and Life Protection sectors, with at least 3 years in Compliance.
  • Appropriate qualifications in financial services.
  • Excellent interpersonal and communication skills, with the ability to build strategic relationships.
  • Sound and proportionate judgment, with a commercial outlook.
  • Awareness of the FCA handbook and Data Protection.


  • St Albans, Hertfordshire, United Kingdom NLB Solutions Full time

    Compliance Manager Job DescriptionNLB Solutions is seeking a seasoned Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring our financial services business adheres to all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance procedures to mitigate regulatory...


  • St Albans, Hertfordshire, United Kingdom NLB Solutions Full time

    Compliance Manager Job DescriptionNLB Solutions is seeking a seasoned Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring our financial services business adheres to all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance procedures to mitigate regulatory...


  • St Albans, Hertfordshire, United Kingdom NLB Solutions Full time

    Compliance Manager Job DescriptionNLB Solutions is seeking a seasoned Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring our financial services business adheres to all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance procedures to mitigate regulatory...


  • St Albans, Hertfordshire, United Kingdom NLB Solutions Full time

    Compliance Manager Job DescriptionNLB Solutions is seeking a seasoned Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring our financial services business adheres to all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance procedures to mitigate regulatory...


  • St Albans, Hertfordshire, United Kingdom NLB Solutions Full time

    Compliance Manager Job DescriptionNLB Solutions is seeking a seasoned Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring our financial services business adheres to all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance procedures to mitigate regulatory...


  • St Albans, Hertfordshire, United Kingdom NLB Solutions Full time

    Compliance Manager Job DescriptionNLB Solutions is seeking a seasoned Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring our financial services business adheres to all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance procedures to mitigate regulatory...


  • St Albans, Hertfordshire, United Kingdom CV Library Full time

    Compliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and Consumer...


  • St Albans, Hertfordshire, United Kingdom CV Library Full time

    Compliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and Consumer...


  • St Albans, Hertfordshire, United Kingdom CV Library Full time

    Compliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and anti-money...


  • St Albans, Hertfordshire, United Kingdom CV Library Full time

    Compliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and anti-money...


  • St Albans, Hertfordshire, United Kingdom CV Library Full time

    Compliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and anti-money...


  • St Albans, Hertfordshire, United Kingdom CV Library Full time

    Compliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and anti-money...


  • St Albans, Hertfordshire, United Kingdom NLB Solutions Full time

    Compliance Manager Opportunity at NLB SolutionsNLB Solutions is seeking a seasoned Compliance Manager to join their team. As a key member of the organization, you will report directly to the CFO and lead a small team in providing Compliance and Risk services to the firm and its employees.The ideal candidate will have a minimum of 5 years' experience in...


  • St Albans, Hertfordshire, United Kingdom Abacus Consulting Full time

    Compliance and Risk RoleAbacus Consulting is seeking a Compliance and Risk professional to join our team in St Albans. As a Compliance Manager, you will be responsible for ensuring all requirements and regulations are met, including FCA obligations, Data Protection, Fraud Prevention and measures, Consumer Duty Basic Principles and anti-money laundering.The...


  • St Albans, Hertfordshire, United Kingdom Abacus Consulting Full time

    Compliance and Risk RoleAbacus Consulting is seeking a Compliance and Risk professional to join our team in St Albans. As a Compliance Manager, you will be responsible for ensuring all requirements and regulations are met, including FCA obligations, Data Protection, Fraud Prevention and measures, Consumer Duty Basic Principles and anti-money laundering.The...


  • St Albans, Hertfordshire, United Kingdom CV Library Full time

    Compliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and Consumer...


  • St Albans, Hertfordshire, United Kingdom CV Library Full time

    Compliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and Consumer...


  • St Albans, Hertfordshire, United Kingdom CV Library Full time

    Compliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and Consumer...


  • St Albans, Hertfordshire, United Kingdom CV Library Full time

    Compliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and Consumer...


  • St Albans, Hertfordshire, United Kingdom CV Library Full time

    Compliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and Consumer...