Aircraft Compliance Officer
3 weeks ago
CV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and Consumer Duty Basic Principles.
Key Responsibilities:- Develop and implement effective compliance procedures to ensure regulatory engagement and monitoring activity.
- Provide expert advice and guidance on Compliance and AML matters, ensuring the business remains compliant with all relevant regulations.
- Contribute to the preparation of regulatory returns and ensure timely completion.
- Stay up-to-date with regulatory developments and communicate relevant changes to the business.
- Manage day-to-day compliance breaches and complaints handling support.
- Contribute to the Compliance Monitoring Plan, analyzing the company's compliance with regulatory requirements.
- Maintain the company's Breach Register, ensuring breaches are reported and completed to a high standard.
- Minimum 5 years' experience in Financial Services, preferably in the Investment and Life Protection sectors, with at least 3 years in Compliance.
- Appropriate qualifications in financial services.
- Excellent interpersonal and communication skills, with the ability to build strategic relationships.
- Sound and proportionate judgement, with a commercial outlook.
- Awareness of the FCA handbook and data protection.
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Aircraft Compliance Officer
3 weeks ago
St Albans, Hertfordshire, United Kingdom NLB Solutions Full timeCompliance Manager Job DescriptionNLB Solutions is seeking a seasoned Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring our financial services business adheres to all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance procedures to mitigate regulatory...
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Aircraft Compliance Officer
3 weeks ago
St Albans, Hertfordshire, United Kingdom NLB Solutions Full timeCompliance Manager Job DescriptionNLB Solutions is seeking a seasoned Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring our financial services business adheres to all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance procedures to mitigate regulatory...
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Aircraft Compliance Officer
4 weeks ago
St Albans, Hertfordshire, United Kingdom NLB Solutions Full timeCompliance Manager Job DescriptionNLB Solutions is seeking a seasoned Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring our financial services business adheres to all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance procedures to mitigate regulatory...
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Aircraft Compliance Officer
4 weeks ago
St Albans, Hertfordshire, United Kingdom NLB Solutions Full timeCompliance Manager Job DescriptionNLB Solutions is seeking a seasoned Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring our financial services business adheres to all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance procedures to mitigate regulatory...
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Aircraft Compliance Officer
2 weeks ago
St Albans, Hertfordshire, United Kingdom NLB Solutions Full timeCompliance Manager Job DescriptionNLB Solutions is seeking a seasoned Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring our financial services business adheres to all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance procedures to mitigate regulatory...
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Aircraft Compliance Officer
2 weeks ago
St Albans, Hertfordshire, United Kingdom NLB Solutions Full timeCompliance Manager Job DescriptionNLB Solutions is seeking a seasoned Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring our financial services business adheres to all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance procedures to mitigate regulatory...
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Aircraft Compliance Officer
1 month ago
St Albans, Hertfordshire, United Kingdom CV Library Full timeCompliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and anti-money...
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Aircraft Compliance Officer
1 month ago
St Albans, Hertfordshire, United Kingdom CV Library Full timeCompliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and anti-money...
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Aircraft Compliance Officer
1 month ago
St Albans, Hertfordshire, United Kingdom CV Library Full timeCompliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and anti-money...
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Aircraft Compliance Officer
1 month ago
St Albans, Hertfordshire, United Kingdom CV Library Full timeCompliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and anti-money...
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Aircraft Compliance Officer
1 week ago
St Albans, Hertfordshire, United Kingdom NLB Solutions Full timeCompliance Manager Opportunity at NLB SolutionsNLB Solutions is seeking a seasoned Compliance Manager to join their team. As a key member of the organization, you will report directly to the CFO and lead a small team in providing Compliance and Risk services to the firm and its employees.The ideal candidate will have a minimum of 5 years' experience in...
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Aircraft Compliance Officer
1 month ago
St Albans, Hertfordshire, United Kingdom Abacus Consulting Full timeCompliance and Risk RoleAbacus Consulting is seeking a Compliance and Risk professional to join our team in St Albans. As a Compliance Manager, you will be responsible for ensuring all requirements and regulations are met, including FCA obligations, Data Protection, Fraud Prevention and measures, Consumer Duty Basic Principles and anti-money laundering.The...
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Aircraft Compliance Officer
1 month ago
St Albans, Hertfordshire, United Kingdom Abacus Consulting Full timeCompliance and Risk RoleAbacus Consulting is seeking a Compliance and Risk professional to join our team in St Albans. As a Compliance Manager, you will be responsible for ensuring all requirements and regulations are met, including FCA obligations, Data Protection, Fraud Prevention and measures, Consumer Duty Basic Principles and anti-money laundering.The...
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Aircraft Compliance Officer
2 weeks ago
St Albans, Hertfordshire, United Kingdom CV Library Full timeCompliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and Consumer...
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Aircraft Compliance Officer
2 weeks ago
St Albans, Hertfordshire, United Kingdom CV Library Full timeCompliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and Consumer...
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Aircraft Compliance Officer
4 weeks ago
St Albans, Hertfordshire, United Kingdom CV Library Full timeCompliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and Consumer...
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Aircraft Compliance Officer
1 month ago
St Albans, Hertfordshire, United Kingdom CV Library Full timeCompliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and Consumer...
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Aircraft Compliance Officer
1 month ago
St Albans, Hertfordshire, United Kingdom CV Library Full timeCompliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and Consumer...
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Aircraft Compliance Officer
2 weeks ago
St Albans, Hertfordshire, United Kingdom CV Library Full timeCompliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and Consumer...
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Aircraft Compliance Officer
2 weeks ago
St Albans, Hertfordshire, United Kingdom CV Library Full timeCompliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and Consumer...
