Financial Markets Advisory Compliance Officer

Compliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...

We are looking for a talented Compliance Advisory Specialist to join our team at Compliance Professionals, a leading banking firm with a global presence in wholesale and capital markets.About the Role:This is a great opportunity for a dedicated individual to make a real impact in preventing and detecting financial crime. As a Compliance Advisory Specialist,...

Job DescriptionKey Responsibilities:Act as an escalation point for financial crime compliance queries and work closely with the DMLRO to ensure staff receive proper advisory services.Manage KYC, ABC, sanctions, and fraud-related escalations, providing training and guidance to the first line of defense on financial crime risks and control requirements.Perform...

Job OverviewWe have an exciting opportunity for an experienced Compliance & Financial Crime Manager to join our team at Compliance Professionals.About the CompanyOur company has been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate...

Job Title:Regulatory Compliance Officer Financial InstitutionJob Description:We are seeking a highly motivated Regulatory Compliance Officer to join our team at Compliance Professionals. The successful candidate will work closely with the senior management team to ensure that our financial institution maintains the highest standards of compliance and...

Job OverviewWe are seeking a skilled Compliance Advisory Officer to join our retail banking team, focused on second-line defence. This role requires deep technical expertise in retail lending, MCOBS and CONC regulation, paired with strong advisory experience.The successful candidate will be part of a close-knit, specialised retail advisory team within an...

About the RoleCitigroup Global Markets Limited seeks a highly skilled Financial Advisory Professional to join its team. This role involves assisting clients in raising funds in the capital markets and providing strategic advisory services for mergers, acquisitions, and other financial transactions.ResponsibilitiesAssist in executing Citi's Investment Banking...

Financial Crime Compliance ProfessionalOur client, a prominent banking firm with a strong global presence in wholesale and capital markets, is seeking an experienced Compliance Professional to join their team.As a key member of the compliance department, you will play a crucial role in ensuring the bank's adherence to financial crime regulations and...

Job OverviewWe are seeking an experienced Chief Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to lead our global compliance efforts and drive regulatory excellence.About the Role:Lead our global regulatory relationships and ensure compliance with all relevant regulations.Provide...

Grant Thornton UK LLP is a leading audit, tax and advisory firm with a global network of independent firms. Our Financial Services Tax team provides tax services to a variety of clients in the Financial Services market.We're seeking a Compliance and Advisory Manager to join our team in London. The role involves managing the full suite of tax compliance for...

Job OverviewThe role of a Compliance Monitoring Specialist is to ensure that our company remains in compliance with all relevant regulations and laws. This involves reviewing and maintaining systems, providing advice to the business on regulatory matters, and identifying and escalating current regulatory issues.About the RoleThis position requires experience...

Join Our Team as a Compliance OfficerWe are seeking a skilled and experienced Compliance Officer to join our team at Compliance Professionals.About the JobThis is a challenging and rewarding role that requires a strong understanding of regulatory requirements and the ability to communicate complex information clearly and effectively.Key...

About the RoleWe are seeking a highly skilled Compliance Advisory Specialist to join our team in London. As a key member of our advisory compliance team, you will provide guidance on regulatory matters and ensure that our business operations comply with relevant laws and regulations.Key ResponsibilitiesProvide advisory compliance guidance on all applicable...

As a Compliance Leader at Compliance Professionals, you will oversee global regulatory relationships and advisory coverage of all business desks globally. You will be responsible for oversight of global regulatory developments, driving their implementation, and ensuring Regulatory and Exchange queries, audits, and investigations are completed in an...

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Key Requirements:Experience: 5+ years in an asset management compliance roleKnowledge: UK and European...

Job Title: Compliance Risk ManagerThe estimated salary for this position is £80,000 - £110,000 per annum.Company Overview:We are a leading provider of compliance solutions to financial institutions. Our team is responsible for ensuring that our clients adhere to the latest regulatory requirements.Job Description:As a Compliance Risk Manager, you will be...

About TeneoTeneo is a global CEO consulting and advisory firm providing integrated, strategic counsel in management consulting, strategy & communications, capital and risk advisory for CEOs and senior executives of leading companies. With a strong presence in multiple jurisdictions, we deliver cutting-edge solutions to address complex business challenges....

Barclay Simpson is a leading recruitment agency in the field of retail lending compliance. We are currently seeking an experienced Compliance Advisory Officer to join our team on a contract basis.About the RoleThe ideal candidate will have 2+ years of experience in a compliance advisory function or a consultancy providing compliance advisory services. They...

Job DescriptionAs an experienced Advisory Compliance Officer at Black Swan Group, you will play a pivotal role in ensuring the firm's compliance with regulatory requirements.Responsibilities:Participate in identifying and assessing compliance risks associated with trading activities, working closely with internal teams.Offer expert advice on regulatory...

About the RoleWe are seeking an experienced Compliance Executive to join our team at Compliance Professionals. The ideal candidate will have a strong background in compliance monitoring and reporting, with experience in reviewing marketing and financial promotions.The successful candidate will be responsible for overseeing breaches, errors, and complaints,...